2 I MARCH I 963 Debussy's concept of the dream EDWARD LOCKSPEISER Chairman PROFESSOR SIR J· A. WESTRUP (PRESIDENT) of Turner's great picture of the sea, The Snowstorm, Sir Kenneth Clark draws attention to Turner's preoccupation with 'visions' and 'dr~arns'. These words, he says, 'were commonly applied to Turner's pictures in his own day, and in the vague, metaphysical sense of the nineteenth century they have lost their value for us. But with our new knowledge of dreams as the expression of deep intuitions and buried memories, we can look at Turner's work again and recognise that to an extent unique in art his pictures have the quality of a dream. The crazy perspectives, the double focuses, the melting of one form into another and the general feeling of instability, all these are forms of perception which most of us know only when we are asleep. Turner experienced them when he was awake'. 1 I propose to investigate in this paper Debtmy's knowledge of the works of Turner and to suggest aesthetic parallels in their concept of the dream. But before doing so it is desirable to approach this concept in Debussy's work from a purely musical viewpoint even though, despite many attempts at analysis, his technique and methods of composition remain extremely elusive. This is inherent in Deb1my's musical character. He wrote no musical treatise; he occasionally gave a few lessons but his pupils, Nicolas C,Oronio and Raoul Bardac whom I was privileged to consult, were able to say very little about his methods, and indeed his correspondence with them speaks of composition only in generalities; and his musical criticisms rigorously avoid any mention of technique. IN HIS STUDY 1 Sir Kenneth Clark, 'Turner's Look at Nature', Thi Swulay Tunes, 25 October 1959. 49 50 DEBUSSY'S CONCEPT OF THE DREAM We know from searching statements in Debussy's letters that he was concerned with the power of memory, the functioning of fantasies, the interpretation of symbols and the new significance of dreams, in particular the dream within a dream, the labyrinth dream. These are matters which are partly psychological and partly aesthetic, and if we try to see how they affected his ideas on harmony, or rhythm, or form, we are bound to confess that this new spirit that was breaking through, this keener awareness of the life of the imaginative mind, was so novel that any technique designed to express it could only be evolved experimentally. We have a valuable source, however, in the conversations between Debussy and his former master Ernest Guiraud which took place early in Debussy's career, and which were meticulously recorded with musical examples by Debussy's friend and fellow pupil Maurice Emmanuel. 1 Debussy explained to Guiraud not so much a system but an approach that should allow for an expression of the ambiguous. He had worked out the use of ambiguous chords, the aim of which was to undermine the rigidity of the tonal system and thus, as he believed, to enlarge the range of harmonic experience. He argued that since the octave consists of twenty-four semitones, twelve ascending and twelve descending, arbitrarily reduced to twelve to meet the requirements at the keyboard of equal temperament, any kind of scale could in practice be built without any allegiance to the basic C major scale. This need not disappear, but it should be enriched by' the use of many other scales, including the whole-tone scale and what he cryptically calls the twenty-one note scale. (Giving each note the name of its enharmonic counterpart, C sharp D flat, or D sharp E flat, there are in fact twenty-one notes within the octave.) Enharmony should be used abundantly and a plea is made for a distinction between notes of the same enharmonic value, that is to say between a G flat and an F sharp. The major and minor modes are a useless convention. There should be great freedom and flexibility in the use of major and minor thirds, thus facilitating distant modulations, and evasive effects should be produced by incomplete chords in which the third is missing or other intervals are ill-defined. ' Published in A. Hofrec, lnJdits sur Debussy, Paris, 1942. DEBUSSY'S CONCEPT OF THE DREAM By thus blurring or drowning the sense of tonality (en noyant le ton) a wider field of expression is ensured and seemingly unrelated. harmonies can be approached without awkward detours. In illustration of this search for floating or incomplete chords, Debussy pla ycd these successions of ninths and common chords which, divorced from any sense of tonality, Guiraud found theoretically unsound and meandering. (Here was played a musical example from the notebook of Maurice Emmanuel.•) Such successions quickly became a commonplace, and we may therefore have some difficulty today in seeing their original purpose which was to create that sense of ambiguity or of multi pie associations which, as I shall presently attempt to show, was peculiar to the dream. The outcome of this approach was twofold. The forms of music based on tonality were disrupted, particularly the aspects of form concerned with thematic development; and within the chord sequences themselves a deliberate imprecision prevailed, (described by Verlaine in his Art Poitique as the state in which 'findiru au prlcis se joinf.) This presented an entirely new phenomenon. A given note or chord in say La Cathedralt engwutie or us Sons et ks Parfums tournent dan.r £'air du .soir may, if we wished, be replaced by another note, another chord, without the work suffering in an essential way. The alternative version would be more or less beautiful but it would not shock or surprise. In the Boston manuscript of Pellias et Milismuk' there are often examples of single notes with many alternative versions, and indeed at the rehearsal of this opera, when asked whether he meant a C or a C sharp to be played, the composer himself was not quite sure. Understandably, though he was unable to see its significance, Saint-Saens described L'Apris-midi d'unfllUIU as the equivalent in music not of a painting but of the sight of an artist,s palette with its chance associations of primary colours. 1 These features of Debussy,s musical language are we I known. But what do they signify and what were the ideas 1 Sec Note 2. 'At the New England Conservatory of Music, Boston. J 'Corrcspondance entrc Saint-Saens et Maurice EmmanucP, La R.ei:ut l~luneak, 4 No. 2o6, 1947. 1t DEBUSSY'S CONCEPT OF THE DREAM that prompted them? As an expression of the unconscious, the concept of the dream towards the end of the nineteenth century was first of all a poetic concept and later, in the early works of Freud, a scientific concept. It was not of course new; this concept belongs in one form or another to artistic expres· sion of all time. The novel aspect of the dream as illustrated in the work of artists of Debussy's period, and in the work of Debussy himself, derives from a rising to the surface of hidden fantasies together with their symbolical and sexual significance. The writer who principally orientated thought in this direction was Edgar Allen Poe, who was in a sense a creation of the French, while in French literature the outstanding figure in this movement was Mallarme, possibly the last great poet of the nineteenth century. The ideas of these two figures are at the root of Debussy's inspiration. Musicians have not been greatly concerned with the meaning of Mallarme's poem L' Apres-midi d'un faune, held by literary people to be the principal achievement of Symbolist poetry. This is partly because it is a work of some obscurity, but it is also because the music of Debussy is thought to speak for itself and need not be referred, in detail, to the imagery of Mallarme by which it was inspired. I do not think Mallarme's ideas can be ignored. Mallarme's eclogue is an exploration of the processes by which physical impulse first originates in the imagination, is later defined in reality, and is eventually transformed into a work of art. Buried in its abstruse language is a philosophical treatise on the life of the senses and the psychology of sublimation. It is also an exploration of the borderlands between the conscious and the half-conscious, the waking state and the state of reverie. In his Introduction a la Psychanalyse de Mallarme' Charles Mauron observes the deliberate confusion in L' Apresmidi between these various degrees of consciousness and unconsciousness. The faun emerges from a dream, plays like a child with the fantasies of his dreams, but satisfies his desires only by plunging into sleep. The poet's art consists of never allowing us to be quite sure if the faun is dreaming ('Aimai-je un reve ?') or whether, when awake, he is aware of the distinction between primitive desire and the sublimated artistic vision. • Neuchatcl, 1950. DEBU~Y'S CONCEPT OF THE DREAM 53 Another critic, Wallace Fowlie, similarly draws attention to a duality of meanings in the poem. The dual meaning of the opening line, 'Ces nymphes, je ks veux perp~tuer', this critic suggests, represents a condensation of the entire work. 'Copulation', he explains, 'may well be one significance of the afternoon's quest-the word 'perpetuate' is of a refined elegance; and preservation by means of art may be the other'." Indeed, duality of one kind or another is reflected throughout the poem. There are two nymphs, one chaste, living on illusion, the other experienced, sighing for love; and there are in reality two fauns, both the lasciyious faun and the aloof, objective faun watching himself wrestling with desire. The faun actually addresses himself as another person. The desires of neither are fulfilled; nor can they be since in the faun's quest for the nymphs, as in his flute-playing, there is a con.. stant interplay between action and indolence. There is a difference between the dreams of sleep and the musings of reverie. The latter are considered by Mallarme to be adolescent and even impotent. And from one viewpoint the faun, too, is the adolescent artist anxious to make amorous conquests but remaining more truly a poet. Here Mr. Fowlie emphasizes that L' Apres-midi is 'MallarmC's most significant inquest into the perplexing but omnipresent relationship between the sexual dream world of the poet and his creative life as a practising artist'. The imagery in the description of the faun as an 'ingenuous lily', playing with blown-up grape skins, his passion bursting like the purple pomegranate, is clearly shot through with erotic associations. Yet the heart of the poem is in a definition of sublimation. Mallarme attempts to trace in lines, which I should like to read in French for the musicality of the choice of words, the process in which desire first vanishes into the dream and is then transformed into music: Et de faire, aussi haut que l'amour se module Evanouir du songe ordinairc de dos Ou de ftancs purs suivis avec nos regards clos U ne sonore, vaine et monotone ligne. 7 Wallace Fowlie, Mallann/, London, 1953. 54 DEBUSSY'S CONCEPT OF THE DREAM In Alex Cohen's translation 1 this is rendered: At just the height to which love modulates, Pursuing them with veiled eyes, I'd expunge The common dream of flank and back, to change It to a monotone of sounding line. I think we may see in the image of 'a sonorous, vain and monotonous line', the origin of the flute solo at the opening of Debussy's score. In the preceding lines the faun's fluteplaying is actually described as 'a long solo': Qui, detournant a soi le trouble de la joue, Reve, dans un solo long, ... In lingering arabesques dreams of amusing The beauty hereabout by falsely confusing Its charm with the illusion song creates. These lines, which bring us to the heart of Debussy's inspiration, are interpreted by Mr. Fowlie thus: 'In the high notes of the flute the entire experience of love may be reduced into a single melodic line, vain and monotonous as all art is when contrasted with the immediacy and necessity of experience. As he plays thus on his instrument, the faun is master of himself and his feelings. He is able to follow inwardly the dream of having seen the nudity of a nymph, her back and side, and to sing of such a vision without experiencing the need of acting upon it'. (Here was played the opening of 'L'Apres-midi d'un faune' .) Debussy's expression of the dream is seen too in his life-long attraction to the works of Edgar Allan Poe. Until recently it was thought that Debussy's sketches for an opera on The Fall of the House of Usher, were just one of the numerous ideas with which he toyed during the latter part ofhis life. The publication of the correspondence of Romain Rolland• allows us to form a completely different view of this project. We learn here that as early as 1890, three years before Pellias et Milisande, Debussy was writing 'a symphony using psychologically developed themes' based on The Fall of the House of Usher. 8 1 Published in E. Lockspciser, Dtbussy (Master Musicians), 1963. Cahiers Romain Rolland, Vol. V, Paris, 1954. DEBUSSY'S CONCEPT OF THE DREAM 55 Later this work inspired by Poe was to be an opera for the production of which he signed a contract with Gatti Casazza of the Metropolitan Opera in New York. 'Thorughout these last days', he then wrote to his publisher Jacques Durand, 'I have been busily at work on The Fall of the House of Usher. I have found it an excellent means of strengthening one's nerves against any form of fear. Yet there are moments when I lose a sense of identity. When I am no longer able to perceive the familiar objects around one, and if the sister of Roderick Usher were suddenly to come in I shouldn't be extremely surprised' . 10 The contract signed with the Metropolitan in 1 908 was for the production there of Usher together with the Devil in the Belfry, another opera on a tale of Poe, in an ironic vein on which Debussy had begun to work shortly after Pellias in 1902. In his study Edgar Allan Poe and France T.S. Eliot investigates the far.reaching influence of Poe on the French literary mind and states, 'there are aspects of Poe which English and American critics failed to perceive' . 11 Poe was in fact almost entirely a creation of the French-none of the writers in the rich generation from Baudelaire to Paul Valery including Gide and Marcel Proust escaped his fascination-and the aspect of Poe to which they were drawn was the rising to the surface of unconscious fantasies. 'His most vivid imaginative realisations', Eliot states, 'are the realisation of the dream'. Nearly all Poe's tales with their dark symbolism of corridors and underground passages, stagnant water and enveloping whirlpools, are in essence dream tales, and although Eliot, like most other English critics is censorious of Poe as a stylist, he does concede that the Symbolist figures in French literature from Baudelaire onwards saw in Poe an expression of the new sensibility that they were themselves seeking, and that they were thus able to interpret Poe for English writers in his true light. Belonging entirely, in spirit and outlook, to his generation, Debussy was similarly profoundly affected by Poe. He speaks of the 'tyranny' the 'obsession' which Poe exerted over him. 11 Earlier critics ofDebussy, Arthur Symons and James Huneker, drew attention to Debussy's affinity with Poe. They saw his 10 11 11 Letter of 18 June 1 go8, in Lettres <k Clawk Debussy 0. son iditeur, Paris, 192 7. T. S. Eliot, •Edgar Poe et la France', La Table r<mde, Paris, December 1948. Lettres inldius a Andre Caplet, edited by E. Lockspeiser, Paris, 1957. DEBUSSY'S CONCEPT OF THE DREAM work as a counterpart of the deliberate vagueness cultivated by Poe, of his lugubrious moods, as a vision, too, of Poe's ethereal women, Ligea and Morella, vanishing like MClisande before they can be embraced. But, of course, neither Symons nor Huneker, excellent critics as they were, had quite the understanding of Poe's significance that we have now acquired. They were themselves part of the movement that had sprung from this French influence of Poe. And they were therefore unable to see, as we are today, that the fantasies to which Debussy gave a musical expression were almost Surrealist fantasies, the chaotic fantasies ofdreams, such as we hear in the scene of the vaults in PelUas. (Herewasplayedthesceneoftlzevaultsfrom'PelUasetMilisande.') This association of Poe with Pelleas et Milisande is not fortuitous. In the very month when he sets to work on PelUas, in September r 893, Debussy in a letter describing his state of mind to Ernest Chausson goes so far as to quote almost word for word Poe's description of a sullen autumn day at the opening of Th Howe of Usher. Poe,s tale opens: 'During the whole of a dull, dark, and soundless day in the autumn of the year, when the clouds hung oppr~ively low in the heavens, I had been passing alone, on horseback., through a singularly dreary tract of country, and at length found myself, as the shades of evening drew on, within view of the melancholy House of Usher'. And here is the letter of Debussy: 'It is all very well; I cannot see beyond the sadness of the landscape of my mind. Sometimes I pass days that are dull, dark and soundless like those of a hero of Edgar Allan Poe and I have with this the romantic soul of a Ballade of Chopin. Solitude is crowded with too many memories which we cannot shut out'. 11 Later in a letter to Andre Caplet we read that Poe 'although dead exercises over me an almost agonising tyranny. I forget the simple rules of behaviour and close myself up like a brute beast in the House of Usher'. He told Robert Godet that he could tell him things about Roderick Usher that would make his beard fall off. 'You are my only friend', he exclaims, 'alias Roderick Usher' .14 u 'Lettres ined.itcs a Ernest Chausson', La Reuue Musi&ak, Paris, December 1925. " Lettres tk Claude Debussy a dncc amis, Paru1 1942. DEBUSSY'S CONCEPT OF THE DREAM 57 The idea that Debussy had formed of Poe, both of his personality and of his work, was very far from our present day conception of him as a writer of creepy stories or as the precursor of the crime story or the detective novel. It is clear, from both the libretto of Usher and the musical sketches, that Debussy was primarily concerned with the essentially soliptic character of Roderick Usher; the enraged, self-devouring lover guilty of loving his sister. 'Gelle que tu aimais tant', Usher says of himself in Debussy's libretto, 'celle que tu ne devais pas aimer' .1 r. Parent of the indecisive, Hamlet-like Pelleas, Roderick perishes with the rise of the red moon, the same blood-red moon, we note, that appears so dramatically at the end of Salome and of Wozzeck, symbols in these operas, as in Usher of love and of murder. The symbolism of this libretto with which Debussy was so long concerned opens up an extraordinary vision of what Debussy's art might have become had he lived to bring fully to life Roderick's interior monologue. Because of the illegibility of much of the musical manuscript it is difficult to perform, but a few bars-literally a few bars-may give some idea of its character. (Here was played an extract from 'La Chute de la Maison Usher'.) It is my belief that a study of Debussy's unfinished Poe's operas and of the ideas that they engendered offers an illuminating view of many subsequent musical developments. Not for nothing was Poe's work the subject of an exhaustive psychoanalytic study, by Marie Bonaparte, with a preface by Freud. 11 The sexual dream visions of Poe's tales, colliding as in a nightmare, were at the basis of works by several later writers, among them Villiers de l'Isle Adam's Axel, a scene of which was also set by Debussy .17 Here it is worth drawing attention to Poe's own ideas, known to Debussy, on the nature of music. 'I know', Poe writes, 'that indefiniteness is an element of true music ... a suggested indefiniteness bringing about a definiteness of vague and therefore of spiritual effect'. Commenting on this passage The libretto and musical sketches for La Chute de la Maison Usher arc published in Debwsy et Edgar Poe, edited by E. Lockspeiser, Paris, 1g62. 19 Marie Bonaparte, The Life and Works of Edgar Allan Poe, translated by J. Rodkcr, London, 1949. 17 See L. Vallas, Claude Debwsy et son temps, 2nd edition, Paris, 1958. 15 58 DEBUSSY'S CONCEPT 01,. THE DREAM Edmund Wilson, in his book The Shores of Light writes: 'The real significance of Poe's short stories does not lie in what they purport to relate. Many are confessedly dreams; and, as with dreams. though they seem absurd, their effect on our emotions is serious, And even those that pretend to the logic and the exactitude of actual narratives are, nevertheless, also dreams ... No one understood better than Poe that, in fiction and in poetry both, it is not what you say that counts, but what you make the reader feel (he always italicises the word 'effect'); no one understood better than Poe that the deepest psychological truth may be rendered through phantasmagoria. Even the realistic stories of Poe are, in fact, only phantasmagoria of a more circumstantial kind'. 111 And he concludeswithastatement that shows at once the lasting appeal of Poe for Debussy: 'He had elements in him that corresponded with the indefiniteness of music and the exactitude of mathematics'. I have dwelt on these literary origins of Debussy's concept of the dream and you may think that this places rather too much emphasis on this aspect of the work of Debussy who was, after all, a musician. In fact, Debussy had no musical antecedents in France. His friends were almost exclusively literary people, he had strong literary leanings himself, and he was deeply involved in the great literary movement that spread from Poe and Baudelaire to Mallarme and to Marcel Proust and Paul Valery. He lived, moreover, at a time when, under the impact in France of Wagner, there was a cross-fertilisation between the arts. The poets themselves aspired to a state of music, and so did the Impressionist painters. In their technique they were always using musical tenns, 'scales of colours' and 'tones'. Debussy was greatly affected by painting-'! love pictures almost as much as music', 11 he stated, and in regard to pictorial representations of the dream there was one painter to whom Debussy was particularly drawn. This was Turner whose later works were far more revolutionary and im· pressionistic than the later properly called Impressionist painters, though the exact nature of his influence on the French painters remains ill-defined. Turner is mentioned 11 11 E. Wilson, 'Poe at Home and Abroad', in The Shoru of Light, !\ew York, J 95!2. Unpublished letter of February, 19 n to Edgar Vartse. DEBUSSY'S CONCEPT OF THE DREAM 59 twice in Debussy's correspondence, in 1892 and 1908, '° that is to say, at times when few French artists, apart from Monet and Pissarro, had any knowledge of his work. On the second occasion Debussy refers to Turner in the superlative terms that he uses elsewhere only for Poe. When working on the Images for orchestra he writes: 'I am trying to achieve something different, let us call it reality-what certain foolish people call "Impressionism", a term used as incorrectly as possible particularly by art critics who do not hesitate to apply it to Turner, the greatest creator of mystery in art.' Debussy would seem to be echoing here the well.known opinion of Ruskin also mentioned in Debussy's writings. 11 We cannot be sure which pictures of Turner Debussy had seen, nor where he had seen them. But our evidence of Turner's influence in France, in particular his reputation established there by the English art critic, Philip Hamerton, 11 as a painter of dream visions and of seascapes shot through with dream memories, allows us at any rate to draw a parallel between the associations in Debussy's numerous water pieces and those in the paintings of Turner. At the opening of this paper I quoted Sir Kenneth Clark's opinion that Turner's work conveyed in a unique manner the qualities of a dream. Analysing Turner's technique in his picture The Snowstorm, Clark suggests that in detail it recalls the ornamentation and tradition of the arabesque in the work of the Japanese painter, Hokusai. 'The chaos of a stormy sea', Clark writes, 'is portrayed as accurately as if it were a bunch of flowers'.u By a coincidence-and I do not think it can be more than a coincidence, though it certainly illustrates a parallel line of thought-the cover chosen by Debussy for the published score of La Mer consists of a highly decorative picture by Hokusai of a wave. La Mer in its wonderful sense of detail has the same quality of the arabesque that we find in the pictures of Hokusai, the same quality of the 'bunch of flowers' that we may see in the details of Turner's Snowstorm, But it also has something of the visionary drama of Turner's seascapes. Debussy uses a sense of the arabesque in the same disturbing way. I do not think this parallel should be carried '° Letters to Robert Godct and Jacques Durand. 11 In the unpublished play of Debussy F.E.A. (Frires en Art). Philip Hamerton, Turner, Pans, 188g. An abridged form of this author's The Life of J.M. W. Turner, London, 1879. " Sir Kenneth Clark, op. ed. 11 60 DEBUSSY'S CONCEPT OF THE DREAM further except to say that in a mind such as that of Debussy, so receptive to both poetic and visual experiences, original musical symbols were bound to be created by the ideas or sights which had impressed him so deeply. These symbols in La Mer of vortexes and whirlpools, of the gurgling backwash and of the immensity of enveloping waves are clear enough to us all. (Here was played an extract from the third movement of 'La Mer'.) Such visions have a pictorial appeal but they also contribute, in the minds of Debussy, Poe and Turner alike, to an awareness of certain fantasies of the unconscious. The sea is frequently identified in modern psychology with a mother figure. 'Lamer notre mere a tous', Debussy declared. u And there have been many studies of the significance of water in dream poetry, notably 'L'eau et Les reves' by Gaston Bachelard, 211 in which the ideas of reflection and movement in water, one of the root sources of inspiration in Symbolist poetry and Impressionist painting, are brought to the frontiers of modern psychology. Let me, in conclusion, quote an impression of Turner's Snowstorm by Sir Kenneth Clark which may very well be applied to La Mer and which goes far to helping us to understand the new provinces of the unconscious mind which Debussy's music had conquered. I have already referred to the 'new knowledge of dreams as the expression of deep intuitions and buried memories' which, Clark suggests, should be brought to Turner's work. And he goes on: 'This dream-like condition reveals itself by the repeated appearance of certain motifs which are known to be part of the furniture of the unconscious. One of these is the vortex or whirlpool, which became more and more the underlying rhythm of his designs .... It is a dream experience'. 2 • The son of a sailor who in youth had been destined to be a sailor himself, Debussy was drawn to the sea not only by what he refers to as his 'countless memories', but by his imaginative conception of the sea which could not fail to have been prompted by the seascapes of Turner and also Letter of 18 June, 1916 to an anonymous corrcspond~t, &uue des Dewc Mandes, 15 May, 1958. u Paris, J 96o. u Sir Kenneth Clark, op. cit. H DEBUSSY'S CONCEPT OF THE DREAM 61 by the seascapes of Poe, notably in The Narrative of Arthur Gordon Pym. The original title of the first movement of La Mer, Mer belle aux Iles Sanguinaires is in fact the title of a tale by Camille Mauclair, 17 author of the two principal French studies on Poe and on Turner. There we have it. As we look back on the great Symbolist and Impressionist movement, with its strong musical associations and of which Poe and Turner were in a sense the godfathers, it was perhaps no accident that the ideals of this movement, at any rate in its dream aspects, were ultimately to be realised in the work of Debussy, a musician. 17 Published in L'Eclw de Pans illustre, '27 February, 1893 . •