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MTN OPERATIVA-HSBC HOLDINGS PLC COMPLET

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LONDON, DECEMBER 4, 2017
TO
STEPHEN NDUKA UDENSI
DEAR SIR,
CERTIFICATE OF OWNERSHIP THE BANK GUARANTEE
==================================================================================
BENFICIARY: STEPHEN NDUKA UDENSI
KEEPER OF THE FAITHFUL ASSET NAMED: CASH-BACKED BANK GUARANTEE # CB200.238-027
GUARANTEE NUMBER: 641,399/19
AMOUNT: USD 1,250,000,000 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS)
MATURITY DATE: NOVEMBER 27, 2019
==================================================================================
BLOOMBERG – CODE (TXIGS): TXI7329JYAB0
TYPE OF BONDS: COUPON BONDS - CUSIP NUMBER: (641,399/19) 459058FT5
-----------------------------------------------------------------------------------------------------------------------------------EUROCLEAR COMMON CODE: 100746228 - DIGITAL CERTIFICATED: 60001972378840642965531
------------------------------------------------------------------------------------------------------------------------------------ISIN: US459058FT50 IBRD / HSBC HOLDINGS PLC
------------------------------------------------------------------------------------------------------------------------------------WKN CODE: A188CD
------------------------------------------------------------------------------------------------------------------------------------CODE SWIFT: MIDLGB22
------------------------------------------------------------------------------------------------------------------------------------SECURITY SERVICE LTD
------------------------------------------------------------------------------------------------------------------------------------DIVISION INTERNATIONAL AREA
DEPARTAMENT SWIFT AND CUSTODY
-------------------------------------------------------------------------------------------------------------------------------------
____________________________
MARC MOSES
GROUP CHIEF RISK OFFICER
____________________________
MARK TUCKER
NON-EXECUTIVE GROUP CHAIRMAN AND
CHAIRMAN OF THE NOMINATION COMMITTEE
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Name
ISIN
Common
Rate
code
Nominal
currency
IBRD, 1.125% 27nov2019 US459058FT50 100746228 1.125
USD
First
closing
Payment
date
4 DEC 2017 27 NOV 2019
Record
date
Market
4 DEC 2017
G
Last
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NOTE
27 NOV 2019
1 - 1 of 1*
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HSBC HOLDINGS PLC - US459058FT50
Detailed general information
Common code:
Issuer name:
HSBC HOLDINGS PLC
Instrument:
NOTE
Shortname:
HSBC HOLDINGS PLC
Nominal currency:
USD
Issuer category:
Credit institution
Issuer country:
UNITED KINGDOM
Issuer city:
LONDON
General Information
Security name:
HSBC HOLDINGS PLC
Additional
specifications:
SECREG
Instrument:
NOTE
ISIN:
First Closing:
4 DEC 2017
ECB Tiering:
Instrument nature
Code Creation Date:
Market category
Instrument
Debt
Note
Market
Global
Global US
CFI code:
ISMAG:
Total issued amount:
1,250,000,000
4 DEC 2017
FATCA Withholding
Not subject to FATCA
First Closing:
Tax:
withholding Tax
Security next closing
date:
Tax retention:
Not subject to withholding
Nominal currency:
USD
Security last closing
date:
Common code:
100746228
Legal Form:
Registered
Maturity Date (*):
27 NOV 2019
Certification
requirement:
No certification required
Certification type:
No certification
Last update:
Service agents
Role
Certificarion date:
Name
City
Initial
PRINCIPAL
AGENT
HSBC HOLDINGS PLC
LEAD
MANAGER
HSBC SECURITIES
(USA) INC
LONDON
Physical from:
NEW YORK
Permanent global
Global from
holder:
(*)For floating rate notes, the maturity date serves only as an indication, until
it Is fixed after the final coupon starting date.
APPLICANT INITIALS
PAGE 02 OF 22
After Exchange
Coupon/dividend information
Rato type:
Fixed rate
Interest rate:
1.125%
Settlement information
Multiple tradable
amount
1,000
Minimum tradable
amount:
1,000
Quantity type:
Face amount
30.5
Euroclear claerances
(internal instructions)
authorised:
Yes
Payment date:
27 NOV 2019
Yes, free and
against
Record date:
4 DEC 2017
Receipts in Euroclear
(external instructions)
Authorized:
Coupon calculation:
Method:
Deliveries from
Euroclear (external instructions)
Yes, free and again
30/2036
Tax retention:
Not subject to whihholging
Authorized:
Payment processing
The payment processing
Settlement autorized
with Clearstream Bank
Indicator
indicator is expected to be
displayed around 20 days
before the next payment date
(if any).
Coupon/dividend
currency (*):
USD
Coupon/dividend
amount (**).
Coupon/dividend
Required open cities:
Domestic Market
hollday
Lux:
Clearstream Banking
No
Frankfurt ellgible:
Lending/Borrowing:
Available for lending
Specialised
depositary:
(*) EMU-in entiliments are paid in EUR in Euroclear
(**) Per nominal value of 1000 for debt issues, per unit for coupon
Clearing system:
Detailed coupon/dividend information
Common depositary:
Current coupon
Last/Previous coupon
1.125%
1.125%
Expected fixing date:
Nominal currency (*):
USD
USD
FRN reset frequecy code:
Amount (**):
30.5
30.5
Record date rule:
Fixed amount:
No
No
Market claims/
Payment date:
27 NOV 2019
27 NOV 2019
Value date:
27 NOV 2019
27 NOV 2019
4 DEC 2017
4 DEC 2017
Coupum
compensations
Start date:
4 DEC 2017
4 DEC 2017
End date:
4 DEC 2017
4 DEC 2017
APPLICANT INITIALS
Semi-annually
Neither processed nor reported
in Euroclear
(*) EMU-in entitlements are paid in EUR in Euroclear
(**) Per nominal value of 1000 for debt issues, per for equities
Interesting link(s):
Ex-date:
DEPOSIROTY TRUST CY
NEW TORK
Payment Frequency:
Interest rate:
Record Date:
Yes
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Issue Name
Additional Specificaions
Duly Endorsed to
Instrument
ISIN Code
First Closing Date
Record Date
Issuer Category
Value
Legal From
Certificate requirement
Certificate Type
Physical Form
APPLICANT INITIALS
HSBC HOLDINGS PLC 1,250,000,000
IBRD
STEPHEN NDUKA UDENSI
NOTE
Nominal currency
USD
Common Code
111834024
US459058FT50
Maturity Date (*)
27 NOV 2019
4 DEC 2017
4 DEC 2017
Credit institution
1,250,000,000
REGISTRED
DIGITAL CERTIFICATED Nº 60001972378840642965531
DIGITAL
NOTES IN DEFINITIVE FORM
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General information
Issue name
Additional specifications
Instrument
ISIN
First closing date
Next coupon payment date
Servicing agents
HSBC HOLDINGS PLC
Nominal Currency
IBRD
Common Code
NOTE
Maturity date (*)
US459058FT50
4 DEC 2017
27 NOV 2019
Role
LEAD MANAGER
PRINCIPAL AGENT
TRANSFER AGENT
USD
100746228
27 NOV 2019
(*) For floating rate notes, the maturity date serves only as an indication, until it is fixed after the final coupon starting date.
Detailed general information
Security short name
Issue name
Issuer category
Issuer city
ISIN
Instrument
Market
First closing date
Next closing date
Last closing date
Legal Form
Certification requirement
Certification Type
Exchange date
Global form holder
Remark
IBRD, 1.125% 27 NOV 2019
IBRD, 1.125% 27 NOV 2019
Credit institution
Category
LONDON
US459058FT50
NOTE
Global
4 DEC 2017
4 DEC 2017
4 DEC 2017
Registred
No certification requirement
No certification
Initial
Permanent global
Local clearing system
APPLICANT INITIALS
Credit institution
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Security code Information
Sedol 1 access code
ISIN
Cusip BB Nbr
BL-5
Clar stream
Block Code
CFI Code
Beneficiary
Country issue
CA Processing Status
Instrument
WKN
B3Z5XR8
US459058FT50
459058FT5
8603202
308222
FTV200238027
RBXXLW
STEPHEN NDUKA UDENSI
UNITED KINGDOM
Blockade-P-Transfer
NOTE
A188CD
Settlement code
Common Code
Cedel
BL-2
EuroClear Reference
Delivery Code
Independent Securit Code
Tx80255
100746228
202781
7498026
89021
83307
TQSTJNX01663-9370
Sender Reference
Fund Base Currency
EuroClear Instructions
USD
AXTI/RIKNLTSVW/RBXXLW3583X
CB200.238-027
0
0980094
HSBC HOLDINGS PLC
Issued Amount
Bonds Quantity
Total amount assigned
Digital Certificate N
1,250,000,000
1,250,000,000
1,250,000,000
60001972378840642965531
Securities Identifications
BB Number Registration
Minimum tradable Amount
Fed Number
Fed Mnemonic
Official Statement Instructions
Registered Holder
Blocking Instructions
Blocking Period - Number of
Days
INVE / In Favor of
Linked Transaction
Underlying Security
Notifications
Issuer Bank Option Security
Execution Requested
CA Security Instructions
HSBC HOLDINGS PLC
THE FINANCIAL INSTRUMENT FREE AND CLEAR WITHOUT ANY LIMITATIONS
CONDITIONS OR RESTRICTIONS
BLOCKADE FOR A PERIOD OF ONE YEAR AND MONTH
STEPHEN NDUKA UDENSI
BACK TO BACK
WAIVED ANY CLAIM AVAILABLE AS CREDITED PREVIOUSLY VERIFIED AND
CONFIRMED WITH THE ISSUER
THE CENTRAL BANK OF BRAZIL
SINGLE TEXT EUROCLEAR BONDER INTERNATIONAL
APPLICANT THE CENTRAL BANK OF BRAZIL
AXTI/RIKNLTSVW/RBXXLW3583X
APPLICANT INITIALS
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Coupon/dividend and redemption information
Rate type
Interest rate
Coupon/dividend currency(*)
Coupon/dividend amount(**)
Coupon/dividend payment date
Rate date
Interest rate calculation method
Tax retention
Payment processing indicator
Fixes rate
1.125%
USD
30.5
27 NOV 2019
4 DEC 2017
24/206
Not subject to withholding tax
The payment processing indicator is expected to be displayed around
20 days before next payment date (if any)
Detailed coupon/dividend information
Current coupon/dividend
Last/previous coupon/dividend
Interest rate
1.125%
1.125%
Currency (*)
USD
USD
Amount (*)
30.5
30.5
Fixed amount
No
No
Payment date
27 NOV 2019
27 NOV 2019
Value date
27 NOV 2019
27 NOV 2019
Record date
27 NOV 2019
27 NOV 2019
Start date
4 DEC 2017
4 DEC 2017
27 NOV 2019
End date
27 NOV 2019
180
Number of days
180
Semi-annually
Payment fraquency
Expected fixing date
FRN reset frequency code
Record date rule
1 ICSD BD PRIOR TO PAYMENT DATE
Market claims / Coupon
Neither processed nor reporter in Euroclear
compensations
(**)Per nominal value of 1000 for debt issues, per unit for equities
View more detailed redemption information - No information to report
View other future event(s) - No information to report
Settlement information
Multiple tradable amount
Minimum tradable amount
Quantity type
Euroclear clearences (internal instructions)
Authorized
Deliveries from Euroclear (external instructions)
Autorized
Settlement authorized with Clearstream
Bank Lux
Clearstream Banking Frankfurt eligible
Lending Borrowing
Specialised depositary
Clearing System
Remote Market BIC code
Common depositary
APPLICANT INITIALS
1.000
1.000
Face amount
Yes
No, transfer ownership only
Yes, free of payment only
Yes
No
Available for lending
RBXXLW3583X
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Reservation Information
BENEFICIARY: STEPHEN NDUKA UDENSI
HOLDER: HSBC HOLDINGS PLC LONDON
DEPOSIT TRANSACTION OBLIGATION OF
SECURITY [MTN] CORPORATE
IRREVOCABLE, ASSIGNABLE AND CONFIRMED
INVESTOR SUITABILITY,
HSBC HOLDINGS PLC
ISSUER:
USD1,250,000,000
AMOUNT:
US459058FT50
ISIN:
100746228
COMMON CODE:
76300013329
ACCOUNT:
RBXXLW
CFI CODE:
NOTE
INTRUMENT:
4 DEC 2017
ISSUED DATE:
27 NOV 2019
MATURITY:
USD
CURRENCY:
WE OF EUROCLEAR, WITH FULL AUTHORITY AND
LEGAL RESPONSIBILITY HEREBY CONFIRM THAT WE
WILL BE UTILIZING THE ASSETS IN DEPOSIT BY
HSBC HOLDINGS PLC LONDON HELD IN OUR
EUROCLEAR REFERENCE 89021. THE CONTRACTS
THAT THE ISSUER HSBC HOLDINGS PLC ARE
WILLING AND ABLE TO ISSUE THE BANK CREDIT
TRANSFER AGAINST THE ASSET FOR THE ABOVE
STANDBY LETTER OF CREDIT OF
CASH/ASSET/MEDIUM TERM NOTE, WE HEREBY
CONFIRM THAT THIS INSTRUMENT IS FREE AND
CLEAR OF ANY ENCUMBRANCES AND CLEAN
WITHOUT LIMITATION AND RESERVED IN FAVOR
OF STEPHEN NDUKA UDENSI.
APPLICANT INITIALS
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HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD
DATE: DECEMBER 4, 2017
REFERENCE: HSBC/IBRD/USD125B/8851
APPLICANT: HSBC HOLDINGS PLC LONDON
FOR BENEFIT OF: STEPHEN NDUKA UDENSI
ISSUER: HSBC HOLDINGS PLC LONDON
ISIN: US459058FT50
COMMON CODE: 100746228
MATURITY: 27 NOV 2019
CURRENCY: USD
ACCOUNT NUMBER: 76300013329
DEAR SIR,
WE HEREBY CONFIRM OUR READINESS TO ISSUE BANK GUARANTEE FOR USD 1,250,000,000.00 (ONE
BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) THAT WAS PARTIALLY REDEEMED FROM THE ISIN
US459058FT50 VALUED USD 1,250,000,000.00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION
DOLLARS) THE FUND IS CLEAN AND CLEAR OF NON-CRIMINAL ORIGIN AND WITHOUT ENCUMBRANCE AND
LIEN. THE BENEFICIARY OF THIS STANDBY LETTER OF CREDIT IS CONFIRMED.
FOR AND ON BEHALF HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD
MARC MOSES
GROUP CHIEF RISK OFFICER
APPLICANT INITIALS
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Capture Display
Received Date
Cusip Number
ISIN
4 DEC 2017
(641,399/19) 459058FT5
US459058FT50
Common Code
Ticket Number
Transaction Number
Access Code
Desk
100746228
HSBC/IBRD/USD125B/8851
2258001562486
98THVW54219
NORMAL
Issue name
Additional specifications
Instrument
Maturity date (*)
First closing date
Next coupon payment date
HSBC HOLDINGS PLC
IBRD
NOTE
27 NOV 2019
4 DEC 2017
27 NOV 2019
(*) For floating rate notes, the maturity date serves only as an indication, until it is fixed after the final coupon starting date.
APPLICANT INITIALS
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Clear More Detail General Information
Issuer Name
Issuer Category
Issuer Country
Issuer City
HSBC HOLDINGS PLC
OTHER
UNITED KINGDOM
LONDON
Total Issued Amount
BB Number Registration
Digital Certificate Number
USD 1,250,000,000
CB200.238-027
60001972378840642965531
Physical Form
Global Form Holder
PERMANENT GLOBAL
LOCAL CLEARING SYSTEM
ISIN
Common Code
Settlement code
US459058FT50
100746228
Tx80255
APPLICANT INITIALS
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Text of Bank Guarantee
WE, HSBC HOLDINGS PLC 8 CANADA SQUARE, E14 5HQ, LONDON, UNITED KINGDOM, HEREBY IRREVOCABLY
UNDERTAKE TO PAY YOU ON FIRST DEMAND, IRRESPECTIVE OF THE VALIDITY AND THE LEGAL EFFECTS OF THE
ABOVE MENTIONED CREDIT RELATIONSHIP AND WAIVING ALL RIGHTS OF OBJECTIONS AND DEFENSE ARISING
FROM SAID CREDIT RELATIONSHIP, ANY AMOUNT UP TO USD 1,250,000,000,00 (ONE BILLION TWO HUNDRED AND
FIFTY MILLION DOLLARS) PRINCIPAL, INTEREST AND ALL OTHER CHARGES INCLUDED, UPON RECEIPT OF YOUR DULY
SIGNED REQUEST FOR PAYMENT OR BY TRANSMISSION SWIFT STATING THAT AN AMOUNT EQUIVALENT TO THE
AMOUNT CLAIMED UNDER THIS INSTRUMENT HAS BECOME DUE TO YOU AND HAS REMAINED UNPAID BY YOUR
CLIENT STEPHEN NDUKA UDENSI.
YOUR CLAIM WILL BE CONSIDERED AS HAVING BEEN MADE ONCE WE ARE IN POSSESSION OF YOUR WRITTEN
REQUEST FOR PAYMENT OR THE SWIFT TO THIS EFFECT.
THE TOTAL AMOUNT WILL NOT BE REDUCED BY ANY PAYMENT EFFECTED BY US THEREUNDER.
APPLICANT INITIALS
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Price Information
Last Price
Change from Prev. Day
Turnover real
Turnover nominal
Price Fixings
Bid/Ask
Bid/Ask Date
High
Low
133.121%
-/0.00
0
1
127.931 : 175.321
125,000 : 125,000
130.671
107.421
Duration in years
Modified Duration in years
1.733
1815
Accrued interest in %
Accrued interset days
0.57410
90
Bid/Ask
Volume nominal
Interest Payment Count
Coupon
127.931 : 175.321
125,000 : 125,000
Annually
9.66
52-week-high
52-week-low
Yield in % (last price)
Yield in % (ask)
130.671
107.421
0.98513
0.74896
APPLICANT INITIALS
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CENTRAL BANK OF BRAZIL
Bank Guarantee
Credit Holder:
Cash-Backed Guarantee #:
Amount:
Issue Date:
Expiry Date:
STEPHEN NDUKA UDENSI
CB200.238-027
USD 1,250,000,000.00 (ONE BILLION TWO HUNDRED
AND FIFTY MILLION DOLLARS)
DECEMBER 4, 2017
DECEMBER 4, 2018
We, the Central Bank of Brazil, hereby issue with full bank responsibility and liability for and on behalf of
STEPHEN NDUKA UDENSI, the current Cash-Backed BG with cash funds in the amount of USD
1,250,000,000.00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) as to the date of this letter
to be used on CASH-BACKED transactions between HSBC HOLDINGS PLC and our client mentioned above.
The amount of the present official bank guarantee is blocked in the floating account of the Central Bank of
Brazil.
We further reinstate that the present instrument is in our custody and will not be altered or pledged for a
period of one (1) year and one (1) month from the date of this instruction.
However, it may be renewed upon request and renegotiation. We Central Bank of Brazil as the issuing bank,
declare that the guarantee is free and clear of any deductions, limitations, conditions or restrictions.
For and on behalf of Central Bank of Brazil
Authorized signatures
MARCIO BARREIRA DE AYROSA MOREIRA
Head Department of Banking Operations
and Payments System
Registration: 6.778.784-3
APPLICANT INITIALS
ALEXANDRE KIOTO ARAUJO YAMASUCHI
Analyst Central Bank Of Brazil
ID code: 04404271
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TO: HSBC HOLDINGS PLC
FROM: CENTRAL BANK OF BRAZIL
About
4 DEC 2017
DECLARATION
IT IS HEREBY ACKNOWLEDGED AND CONFIRMED THAT THE CENTRAL BANK OF BRAZIL AND MINISTRY OF POPULAR FOR THE
FINANCES AT BRAZIL, HAVE AUTHORIZED THE TRANSFER OF OWNERSHIP OF THE FOLLOWING GLOBAL BONDS TO STEPHEN NDUKA
UDENSI OF THE FOLLOWING GLOBAL BONDS HERE BELLOW STATED.
ISIN CODE
CUSIP NUMBER
COMMON CODE
FIRST CLOSING DATE
MATURITY DATE
AMOUNT
ISSUER
CURRENCY
SERIAL REGISTRATION
CEDEL
INSTRUMENT
BENEFICIARY
:US459058FT50
:(641,399/19) 459058FT5
:100746228
:4 DEC – 2017
:27 NOV – 2019
:USD$ 1,250,000,000
:CENTRAL BANK OF BRAZIL
:USD
:CB200.238-027
:202781
:GLOBAL BONDS
:STEPHEN NDUKA UDENSI
THE BONDS HAVE BEEN ISSUED FROM THE CENTRAL BANK OF BRAZIL AND THE FINANCE ALL OTHER GOVERNMENT AUTHORITIES.
WE BANK CENTRAL OF BRAZIL, HEREBY DECLARE THAT ALL THE BONDS HAVE BEEN LEGALY ASSIGNED AND TRANSFERRED TO
STEPHEN NDUKA UDENSI.
TO SUPPORT A SOCIAL PROJECT FOR BRAZIL AND HAS ISSUED FREE AND CLEAR OF ANY DEDUCION OR FEE BY THE GOVERNMENT
OF BRAZIL OR BY ANY OTHER SUB-DIVISION OF GLOBAL AUTHORITY THEREOF OR THEREIN AND WITHOUT ANY ENCUMBRANCE
WHATSOEVER AND THE THESE BONDS ARE FREELY NEGOTIABLE FOR THE PURPOSE WHICH BENEFICIARY HAS DEFINED.
BRASÍLIA, DF-BRAZIL, DECEMBER 4, 2017.
MARCIO BARREIRA DE AYROSA MOREIRA
Head Department of Banking Operations and Payments System
Registration: 6.778.784-3
APPLICANT INITIALS
ALEXANDRE KIOTO ARAUJO YAMASUCHI
Analyst Central Bank Of Brazil
ID code: 04404271
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TO: HSBC HOLDINGS PLC
FROM: CENTRAL BANK OF BRAZIL
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4 DEC 2017
DEPARTMENT OF EXTERNAL DEBT OF INTERNATIONAL RELATIONS
OFFICIAL SAFE-KEEPING RECEIPT
WE, HEREBY CENTRAL BANK OF BRASIL, WITH FULL BANKING RESPONSABILITY DECLARE WE HAVE IN CUSTODY THE FOLLOWING
GLOBAL BONDS:
INSTRUMENT NAME: CASH-BACKED BANK GUARANTEE # CB200.238-027
ISIN CODE: US459058FT50
ISSURER: CENTRAL BANK OF BRASIL
FIRST CLOSING DATE: 27 NOV 2019
AMOUNT: USD$ 1,250,000,000,00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS)
CUMMON CODE: 100746228
LEGAL REPRESENTATIVE: STEPHEN NDUKA UDENSI.
THE CUSTODY IS DURING ONE YEAR AND ONE MONTH. AUTOMATICALLY RENEWABLE. WE CENTRAL BANK OF BRAZIL AS THE
ISSUING BANK, DECLARE THAT: THE BONDS ARE FREE AND CLEAR OF ANY DEDUCTIONS, LIMITATIONS CONDITIONS OR
RESTRICTIONS.
FOR AND ON BEHALF CENTRAL BANK OF BRAZIL
AUTHORIZED SIGNARURES
BRASÍLIA, DF-BRAZIL, DECEMBER 4, 2017.
MARCIO BARREIRA DE AYROSA MOREIRA
Head Department of Banking Operations and Payments System
Registration: 6.778.784-3
APPLICANT INITIALS
ALEXANDRE KIOTO ARAUJO YAMASUCHI
Analyst Central Bank Of Brazil
ID code: 04404271
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TO: HSBC HOLDINGS PLC
FROM: CENTRAL BANK OF BRAZIL
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4 DEC 2017
OFFICIAL CERTIFICATION
WE, CENTRAL BANK OF BRAZIL AT SQUARE 3, BLOCK B, ED SEDE ZIP CODE 70.074.900 BRASÍLIA (DF) BRAZIL; FOR AND ON BEHALF
OUR CLIENT: STEPHEN NDUKA UDENSI; WE HEREBY ISSUE OUR IRREVOCABLE CASH-BACKED BANK GUARANTEE # CB200.238-027,
IN YOUR FAVOR FOR: HSBC HOLDINGS PLC WITH ADDRESS: 8 CANADA SQUARE, E14 5HQ, LONDON, UNITED KINGDOM; FOR THE
BENEFIT OF ACCOUNT NAME: STEPHEN NDUKA UDENSI; UP TO AN AGGREGATE AMOUNT OF: USD$ 1,250,000,000,00 (ONE
BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) IN THE LAWFULL CURRENCY OF THE EUROPEAN UNION; AS A SECURITY FOR
YOUR GRANTING LOAN TO: STEPHEN NDUKA UDENSI.
THIS STAND BY LETTER OF CREDIT IS AVALIBLE BY YOUR SIGHT DRAFTS OR CLAIM DRAWN ON US ACCOMPANIED BY YOUR SIGNED
STATEMENT CERTIFYING THAT: STEPHEN NDUKA UDENSI HAS DEFAULTED IN THEIR OBLIGATIONS.
WE AGREE THAT ALL DRAFTS DRAWN HEREUNDER IS IN COMPLIANCE WITH THE TERMS OF THIS CREDIT AND SHALL BE HONORED
UPON PRESENTATION. EACH DRAWING HONORED AND EACH PAYMENT OR PREPAYMENT BY THE UNDERSIGNED HEREUNDER
SHALL PERTAIN-TO REDUCE THE AMOUNT AVAILABLE UNDER THIS LETTER OF CREDIT.
THIS STANDBY LETTER OF CREDIT WILL BE VALID UNTIL: 4 DEC 2018 WE HEREBY UNDERTAKE TO PAY YOU THAT ANY CLAIM IN
RESPECT OF THE PRINCIPAL (INTEREST, COMMISSIONS, AND CHARGES) FOR THE MAXIMUM AMOUNT OF: USD$ 1,250,000,000,00
(ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) IN THE LAWFUL CURRENCY OF THE EUROPE UNION; WHICH IS STILL
OUTSTANDING, SHALL BE PAID BY US, PROVIDED THAT A CLAIM IS MADE BY YOU WITHIN THE EXPIRY DATE.
THIS STANDBY LETTER OF CREDIT IS SUBJECTED TO THE PRATICE OF DOCUMENTARY CREDITS, 2007 REVISION, ICC PUBLICATION
NO 600.
FOR AND BEHALF CENTRAL BANK OF BRAZIL, ADDRESS, SQUARE 3, BLOCK B, ED. SEDE, ZIP CODE 70.074.900 BRASÍLIA (DF) BRAZIL.
SINCERELY,
BRASÍLIA, DF-BRAZIL, DECEMBER 4, 2017.
MARCIO BARREIRA DE AYROSA MOREIRA
Head Department of Banking Operations and Payments System
Registration: 6.778.784-3
APPLICANT INITIALS
ALEXANDRE KIOTO ARAUJO YAMASUCHI
Analyst Central Bank Of Brazil
ID code: 04404271
PAGE 17 OF 22
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LOND
MBE
R 41,, 22001177
NDO
ON,
N, DDECE
ECEM
BER
CERTIFICATE OF OWNERSHIP THE BANK GUARANTEE
WE, THE UNDERSIGNED HSBC HOLDINGS PLC, IN ACCORDANCE WITH CENTRAL BANK
OF BRAZIL AND IBRD, AND IN CONFORMITY WITH THE ARTICLES OF NATIONAL
CONSTITUTION, GRANTS THE FULL OWNERSHIP TO: STEPHEN NDUKA UDENSI UPON
YOUR FIRST DEMAND, THE OWNERSHIP OF INSTRUMENT HERE BELOW STATED:
ISIN CODE
CUSIP NUMBER
COMMON CODE
FIRST CLOSING DATE
MATURITY DATE
AMOUNT
ISSUER
CURRENCY
SERIAL REGISTRATION
:US459058FT50 IBRD
:(641,399/19) 459058FT5
:100746228
:4 DEC – 2017
:27 NOV – 2019
:USD$ 1,250,000,000,00
:CENTRAL BANK OF BRAZIL
:USD
:CB200.238-027
CEDEL
INSTRUMENT
BENEFICIARY
:202781
:GLOBAL BONDS
:STEPHEN NDUKA UDENSI
MARC MOSES
APPLICANT INITIALS
MARK TUCKER
NON-EXECUTIVE GROUP CHAIRMAN AND
CHAIRMAN OF THE NOMINATION COMMITTEE
PAGE 18 OF 22
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Euroclear Bank
Securities Database (International)
Euroclear System On-line
Securities Code Information
Beneficiary:
Information:
Type:
Issue Bank:
Issue City:
ISIN Code:
Value:
Currency:
Creation Date:
STEPHEN NDUKA UDENSI
Custody Bank
Transfer
HSBC HOLDINGS PLC
LONDON
US459058FT50
1,250,000,000
USD
4 DEC 2017
NOTE, THE CONFIRMATION MADE UNDER THE INTERNATIONAL PARAMETERS OF FINANCIAL ORGANIZATIONS PREVIOUSLY
MENTIONED CODE VERIFIED TO BANK THIS TRANSACTION SUCCESSFUL.
APPLICANT INITIALS
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Information Centre Securities
SUBJECT: EUROCLER 89021
Welcome to our system of EUROCLEAR BANK, their transaction was processed by our system in a successful way. Registered
under the number Tx80255 in an effective and reliable way.
Bank Name
Bank Address
Swift Code
Account Name
Account Number
Common Code
Beneficiary
ISIN
Value
Currency
HSBC HOLDINGS PLC
8 CANADA SQUARE, E14 5HQ, LONDON,
UNITED KINGDOM
MIDLGB22
STEPHEN NDUKA UDENSI
76300013329
100746228
STEPHEN NDUKA UDENSI
US459058FT50
1,250,000,000
USD
Yours Sincerely
The Euroclear Webteam
APPLICANT INITIALS
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Euroclear Bank
Securities Database (International)
Euroclear System On-line
Securities Code Information
Bank Name:
In Favour of:
Swift Code:
ISIN:
Information:
Digital Certificate Number:
Issue City:
EuroClear Code:
Blockade Code:
Value:
Currency:
BL - 5 Number:
BL - 2 Number:
Blockade Date:
Sedol 1 Access Code:
Settlement Code:
Settlement Day:
Trade Day:
Status:
HSBC HOLDINGS PLC
STEPHEN NDUKA UDENSI
MIDLGB22
US459058FT50
Free e Clear Delivery Transfer
60001972378840642965531
LONDON
89021
FTV200238027
1,250,000,000
USD
8603202
7498026
4 DEC 2017
B3Z5XR8
Tx80255
27 NOV 2019
4 DEC 2017
Delivery Free Payment
NOTE THE CONFIRMATION MADE UNDER THE INTERNATIONAL PARAMETERS OF FINANCIAL ORGANIZATIONS PREVIOUSLY
MENTIONED CODE VERIFIED TO BANK THIS TRANSACTION SUCCESSFUL.
APPLICANT INITIALS
PAGE 21 OF 22
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Automatic coupon compensation
Under certain circumstances, we may decide to offer an automatic coupon compensation service for a specific payment by
adjusting the cashback of your securities transaction instruction. We offer the automatic coupon compensation service upon our
discretion.
To find out if a specific security is eligible, go to the ‘More detailed coupon/dividend information’ section in our Securities database.
To benefit from the service, you must follow all of the following criteria:
The security must be eligible for the automatic coupon compensation service. The
actual settlement date of the trade must be after the record date of the coupon.
The contractual settlement date of the trade must be before the interest period
ending date of the coupon.
The transaction must be an against payment internal transaction (i.e between two
Euroclear Bank Participants).
We adjust compensations for the entire actual period and value date of the applicable coupon payment. If a partial redemption ,
without reduction of the nominal amount, pays alongside the coupon (same payment date), these proceeds will also be included in
the compensation.
Automatic coupon compensation is applied even if your trade settles ‘late’ or after the coupon payment date.
In practical terms, this means:
Receipt - Crediting your account and debiting your counterparty
Delivery - Debiting your account and crediting your counterparty
We may adjust the compensation manually after we have processed the actual coupon if:
Your trade was not automatically compensated due to missing coupon information on the settlement date; or the payment details
(price, record date, interest period) have changed since settlement date.
We will usually notify you of a manual adjustment by updating the initial corporate action notification (DACE notice type 360 INTR
‘Standard Income payment’) or equivalents SWIFT MT 799/760. We automatically detect eligible trades for compensation based on
four above-mentioned criteria. If you disagree with our automatic compensation you will need to agree on further adjustments
directly with your counterparty.
(*)For floating rate notes, the maturity date saves only as an indication, until it is fixed after the final coupon starting date.
APPLICANT INITIALS
PAGE 22 OF 22
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