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https://doi.org/10.5664/jcsm.9264
S C I E N T I F I C I N V E S T I G AT I O N S
Polysomnography use in complex term and preterm infants to facilitate
evaluation and management in the neonatal intensive care unit
James Kim, MD1; Seyni Gueye-Ndiaye, MD2; Elizabeth Mauer, MSc3; Vikash K. Modi, MD4; Jeffrey Perlman, MBChB1; Haviva Veler, MD2
1
Division of Newborn Medicine, New York-Presbyterian Hospital–Weill Cornell Medical Center, Komansky Children’s Hospital, New York, New York; 2Pediatric Pulmonology, New YorkPresbyterian Hospital–Weill Cornell Medical Center, Komansky Children’s Hospital, New York, New York; 3Division of Biostatistics and Epidemiology, Weill Cornell Medicine, New
York, New York; 4Department of Otolaryngology, Division of Pediatric Otolaryngology–Head & Neck Surgery, New York-Presbyterian Hospital–Weill Cornell Medical Center, New York,
New York
Study Objectives: (1) To determine the characteristics of term and preterm infants for whom polysomnography (PSG) was used as a primary diagnostic tool in
infants with recurrent desaturation episodes, suspected obstructive apnea, or both, and the prevalence of abnormal studies. (2) To identify the interventions
following PSGs. (3) To assess the added value of airway and swallow evaluations.
Methods: Retrospective cohort study of infants evaluated by PSG in the Neonatal Intensive Care Unit at New York-Presbyterian Hospital–Weill Cornell from
January 2012 to April 2018.
Results: PSGs were performed on 31 infants; 15 (48%) term and 16 (52%) preterm infants. Indications for PSG were persistent desaturations (n = 24), suspected
obstructive apnea (n = 15), and stridor (n = 2). Primary comorbid conditions were respiratory (n = 11), craniofacial (n = 9), airway anomalies (n = 6), and neurologic
(n = 5). The apnea-hypopnea index was abnormal in 30 (97%) infants. Of those, 23 (74%) were severe, 7 (23%) were moderate, and 1 was normal (3%). Apneic
events were predominantly obstructive in 23 infants and predominantly central in 6. The apnea-hypopnea index improved in all but 1 follow-up PSG. The PSG
findings resulted in interventions in 24 (77%) infants, in addition to concomitant otolaryngology evaluations (abnormal in 20/25) and swallow studies (abnormal in
9/14). Clinical signs completely resolved in 22 (71%) infants.
Conclusions: This is one of the first reports on the diagnostic value of inpatient PSGs in the neonatal intensive care unit in infants with recurrent desaturation
episodes, suspected obstructive apnea, or both. Our findings indicate that PSG is an important tool in evaluating and targeting therapies in complex term and
preterm infants with a wide variety of comorbidities.
Keywords: polysomnography, neonate, neonatal intensive care unit, sleep-disordered breathing, sleep apnea syndromes
Citation: Kim J, Gueye-Ndiaye S, Mauer E, Modi VK, Perlman J, Veler H. Polysomnography use in complex term and preterm infants to facilitate evaluation and
management in the neonatal intensive care unit. J Clin Sleep Med. 2021;17(8):1653–1663 .
BRIEF SUMMARY
Current Knowledge/Study Rationale: There are limited studies evaluating the use of polysomnography as a diagnostic tool in the inpatient
neonatal population with recurrent desaturation episodes, suspected obstructive apnea, or both. The objective was to determine the
population of term and preterm infants for whom polysomnography was used as a primary diagnostic tool in the neonatal intensive
care unit.
Study Impact: In this retrospective cohort study the use of inpatient polysomnography in infants with recurrent desaturations, suspected
obstructive sleep apnea, and stridor was found to lead to positive findings in 97% of cases with change in management plan for most infants.
Inpatient polysomnography in the neonatal intensive care unit is an important tool in evaluation and targeting of therapies in complex term and
preterm infants.
children.1,2 In term infants, apnea and intermittent hypoxemia
can result from significant craniofacial anomalies, such as
Pierre Robin sequence and micrognathia, 3,4 or from neurologic disease, particularly in those associated with neuromuscular weakness.5–7
Polysomnography (PSG) is a multichannel test used as a
diagnostic tool in sleep-related breathing disorders. Indications
and utility for inpatient PSG (IPPSG) in complex term infants
and preterm infants in the neonatal intensive care unit (NICU)
are not well described. To our knowledge, 5 studies have described the use of PSG as a diagnostic tool in the inpatient
INTRODUCTION
Certain neonatal populations have been shown to be at an increased risk of sleep-related breathing disorders. In preterm
infants, the etiology of recurrent apnea, bradycardia, and
desaturation events that persist beyond expected resolution is
often multifactorial, caused by central, obstructive, and mixed
apneas. Immature respiratory control resulting in respiratory
pauses, ineffective, and/or obstructed inspiratory efforts, as well
as feeding-related respiratory abnormalities are the major
precipitants of apnea and intermittent hypoxemia events in these
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
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J Kim, S Gueye-Ndiaye, E Mauer, et al.
Polysomnography use in complex term and preterm infants
pediatric population, 3 in children ages 1 month to 6.5 years8–10
and 2 in infants in the NICU. One study evaluated infants
admitted due to concern for seizures11 and another in infants
with myelomeningoceles.12
To further assess the diagnostic potential and benefits of
IPPSG in the NICU, we retrospectively reviewed IPPSGs
performed in a single tertiary neonatal care center in infants
with recurrent desaturation episodes, suspected obstructive
apnea, or both. The goals of this study were to describe the use of
IPPSG in the NICU by: (1) characterizing the population of term
and preterm infants for whom PSG was used as a primary diagnostic tool, (2) determining the indications for IPPSG, (3)
identifying the incidence of abnormal PSGs in a selected
population of infants with suspected obstructive or central
apnea, (4) identifying the associated interventions following
PSG, and (5) describing the added value of airway evaluations and swallow studies in establishing a diagnosis and
guiding treatment.
was based on accepted American Academy of Sleep Medicine criteria. Apnea was scored when peak signal airflow
excursions dropped by ≥ 90% of pre-event baseline, and the
event met duration and respiratory effort criteria for an obstructive, mixed, or central apnea. Obstructive apnea was scored
in apnea that occurred for at least the duration of 2 breaths
during baseline breathing in the presence of respiratory effort
throughout the entire period of absent airflow. Central apnea
was scored when there was an absence of inspiratory effort
throughout the event, and at least 1 of the following was met:
(1) ≥ 20 seconds in duration, (2) duration of at least 2 breaths
during baseline breathing associated with an arousal or ≥ 3%
oxygen desaturation, (3) association with a decrease in heart rate
to less than 50 beats per minute for at least 5 seconds or less than
60 beats per minute for 15 seconds. Mixed apnea was scored
when an apnea occurred for at least the duration of 2 breaths
during baseline breathing and was associated with absent respiratory effort during 1 portion of the event and the presence of
inspiratory effort in another portion. Hypopnea was scored
when: (1) the peak nasal pressure excursions decreased by ≥
30% of pre-event baselines, (2) the duration of the ≥ 30% drop
lasted for at least 2 breaths, and (3) there was a ≥ 3% desaturation
from pre-event baseline or associated arousal. AHI was determined as the total number of apneas and hypopneas divided
by the total hours of sleep.13 The severity of total AHI in
newborns is not well defined, therefore we elected to use pediatric criteria with a total AHI categorized as mild when AHI
was between 1 and 4.9 events/h, moderate when AHI was 5–9.9
events/h, and severe when AHI was ≥ 10 events/h.14 The severity of obstructive sleep apnea (OSA) was categorized
according to Katz et al.15 OSA is typically characterized as mild
when obstructive AHI is between 1 and 4.9 events/h; SpO2 <
90% for 2% to 5% of the night, moderate when AHI is 5–9.9
events/h; SpO2 < 90% for 5% to 10% of the night, and severe
when AHI ≥ 10 events/h; SpO2 < 90% for > 10% of the night.
According to the aforementioned American Academy of Sleep
Medicine guidelines, “central apnea is defined as lack of flow
and effort for the length of 2 breaths.” In infants who breath 40
times per minute (or even faster in the premature infant), the
length of the event can be very short, such as 1–2 seconds per
event, making it difficult to detect and score. Studies have
shown that the median value for central AHI (cAHI) in normal
infants ≤ 1 month of age is 5 events/h with the 95th percentile
ranging from 17.8–45 events/h.16,17 Central sleep apnea (CSA)
was defined in a symptomatic infant with a predominant central
component on PSG and cAHI > 10 events/h.
Additional PSG parameters included oxygen saturation
baseline and nadir, time with oxygen saturation < 92%, oxygen
desaturation index defined as the number of ≥ 3% arterial oxygen desaturations per hour of sleep, EtCO2 at baseline,
maximum value and time with EtCO2 > 50 mm Hg. Sleep
parameters for PSGs included total sleep time, arousals index,
and sleep efficiency.
Recurrent desaturations in preterm infants were defined as
those with a clinical diagnosis of apnea of prematurity with
desaturations that persisted beyond expected resolution (40 weeks
postmenstrual age). In term infants, recurrent desaturations were
associated with a suspected obstructive process.
METHODS
This was a retrospective cohort study of all infants who
underwent IPPSG from January 2012 to April 2018 in the
NICU at New York Presbyterian–Weill Cornell Medical
College, Komansky Children’s Hospital. The data collected
included infant demographics, indications for IPPSG,
comorbid conditions, IPPSG findings, associated interventions, and concomitant studies. The decision to perform
a sleep study was determined by the attending neonatologist in consultation with a pulmonologist and otolaryngologist. All IPPSGs were conducted in the NICU at the
infant’s bedside, either in a single room or a quiet section. This
study was approved by the Weill Cornell Medicine institutional
review board.
IPPSG was performed by a mobile unit (Natus Sleepworks;
Natus Medical Incorporated, San Carlos, CA), attended by a
registered polysomnographic technologist, and included continuous recording of the central, occipital, and frontal electroencephalogram (EEG) derivations, electro-occulograms
(EOGs), chin electromyogram (EMG), modified lead II electrocardiogram (ECG), nasal oral thermistor, nasal pressure
(Salter Labs, El Paso, TX), pulse oximetry (Masimo oximetry;
Irvine, CA), end-tidal CO2 (EtCO2; Capnocheck Sleep
Capnograph/Oximeter, Smith Medical, Minneapolis, MN;
cannula: Salter Labs), and/or transcutaneous CO2 (SenTec AG,
Therwil, Switzerland), and thoracic and abdominal respiratory
inductance plethysmography (Dymedix Diagnostics, Shoreview, MN). The patient was observed with a low-light-level
video camera (Model ZBN-20Z27F; CNB Technology, Buena
Park, CA), and snoring microphone (Sleepmate; Ambu Inc.,
Columbia, MD). PSG analysis was done during times of “sleep”
and excluded “wake” times, such as during feedings and nursing
cares. The study was scored using the American Academy of
Sleep Medicine recommended rules by a registered polysomnographic technologist, with the entire study reviewed and
interpreted by a board certified sleep physician (H.V.).13 Scoring
of obstructive, central, and mixed apneas and hypopneas
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Polysomnography use in complex term and preterm infants
PSG findings
Otolaryngology evaluations were done in conjunction with
IPPSG to rule out airway anomalies in infants with respiratory
comorbidities and also as part of the diagnostic work-up in
infants with craniofacial and airway anomalies. Ear, nose, and
throat (ENT) evaluation included awake bedside laryngoscopy
and, when inconclusive, continued to drug-induced sleep endoscopy (DISE) and/or direct laryngoscopy and bronchoscopy.
Swallow studies were performed when there was a suspicion
that laryngeal chemoreflex due to feeding issues or acid reflux
could be contributing to desaturation events. Swallow studies
were performed by the pediatric radiologist and pediatric speech
pathologist using varying consistencies of barium.
On initial IPPSGs (n = 31), the total AHI was severe in 23 (74%)
infants, moderate in 7 (23%), no mild cases, and normal in 1
infant (3%). When broken down into the obstructive and central
components, obstructive AHI (oAHI) was severe in 18 (58%)
infants, moderate in 6 (19%), and mild in 5 (16%). Ten (32%)
infants had CSA with a cAHI > 10 events/h (presumed high in
patient no. 28, as data was missing for cAHI/oAHI on the initial
study). Comparing preterm and term infants, total AHI was severe in 12 (75%) preterm and 11 (73%) term infants, AHI was
moderate in 4 (25%) preterm and 3 (20%) term infants, there were
0 mild AHI patients in both groups, and 1 term infant had a normal
study with no respiratory abnormalities detected. Category of
AHI by comorbid condition is demonstrated in Figure 1.
The total AHIs in the initial studies differed when comparing
primary comorbid conditions. The median total AHI was 50
events/h in craniofacial and airway anomalies combined, 44.3
events/h in neurologic comorbid conditions, and 11.1 events/h
in respiratory comorbid conditions (P = .02). There was also
a difference in oAHI but not in cAHI comparing primary
comorbid conditions (Table 3). Oxygen nadir showed a trend
toward lower values in the craniofacial/airway anomaly and
neurologic group compared to respiratory group (P = .09).
A predominant obstructive component (oAHI) on PSG was
seen in 23 (74%), and a predominant central component (cAHI)
was seen in 6 (19%) infants. One (3%) infant had an equal oAHI
and cAHI, and 1 infant had a normal study. Within those with a
predominant oAHI, the primary associated comorbidity was
craniofacial in 9 (39%) with 5 of these cases being in term infants
(Table 1 and Table 2). In contrast, in those with a predominant
cAHI, the primary associated comorbidity was respiratory in 4
(67%) infants, all of them preterm (Table 1 and Table 2).
Sleep parameters for PSGs included on average: total sleep
time 323.8 minutes, arousals index 52.2 arousals/h and sleep
efficiency 67%. Additional study results on initial PSGs included average of oxygen saturation baseline: 96.1% (range
92.2% to 99.9%), oxygen saturation nadir: 73.6% (range 33.3%
to 92.1%), time with oxygen saturation < 92%: 48.6 min (range
0.1–289.2 min); 29 infants started the study on room air, with 9
of those titrating to O2 via nasal cannula or HFNC, and 2 were on
HFNC during the entire study. Oxygen desaturation index: 45.6
desaturations/h (range 2–156.7 desaturations/h), baseline
EtCO2: 34.9 mm Hg (range 23.8–49.8 mm Hg), max EtCO2:
49.4 mm Hg (range 35–64.9 mm Hg), and time with EtCO2 >
50 mm Hg: 23 min (range 0–251.6 min).
Statistical analysis
Patient demographic and clinical characteristics along with PSG
results, interventions, and follow-up results were described as N
(%) or mean, median, and range. AHI severity groups were
compared across diagnosis groups by chi-square/Fisher’s exact
tests. For patients with follow-up PSGs after intervention, initial
AHIs were compared to final AHIs by paired t tests. All analyses were 2-sided with statistical significance evaluated at the
0.05 alpha level. Analyses were performed in R version 3.5.3.
(R Foundation for Statistical Computing, Vienna, Austria).18
RESULTS
Patient demographics
During the study period 48 IPPSGs were done on 31 infants; 15
(48%) were term and 16 (52%) preterm. There were 14 females.
In preterm infants the gestational age at birth ranged from 24-2/7
to 36-6/7 weeks. The mean postmenstrual age (PMA) at time of
first PSG was 41-3/7 weeks (median 40-4/7 weeks, range 36-6/7
to 51-1/7 weeks). Seven infants with a clinical diagnosis of
apnea of prematurity and recurrent desaturation events had a
mean PMA of 41-6/7 wk.
In term infants the average age of the first PSG was 16.3 days
(median 15 days, range 3–33 days).
There were 3 main clinical indications for IPPSG, with the
most common being recurrent desaturations (n = 24), followed
by suspected obstructive apnea (n = 15) and stridor (n = 2). Ten
patients had multiple indications (Table 1 and Table 2).
The primary comorbid conditions of those infants undergoing PSG were respiratory in 11, craniofacial anomalies in 9,
upper airway anomalies in 5, lower airway anomaly in 1, and
neurologic in 5 infants (Table 1 and Table 2). Term infants had
a majority of craniofacial anomalies, 6/15 (40%) (all 6 had
micrognathia). Preterm infants had a majority of respiratory
conditions, 10/16 (63%), with 7 out of 10 having a clinical
diagnosis of apnea of prematurity. Three preterm infants with a
diagnosis of chronic lung disease had PSG done to rule out a
suspected obstructive apnea, 2 with persistent high-flow nasal
cannula (HFNC) requirements and 1 with a persistent O2 via
nasal cannula requirement. Three patients had confirmed genetic syndromes, including trisomy 21 with hypopharyngeal
collapse and glossoptosis, congenital disorder of glycosylation
type 1 with central nervous system abnormality and hypotonia,
and RAPADILINO syndrome with micrognathia.
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
Treatment
Following PSG, treatment interventions were implemented in
24 (77%) infants. For patients with a predominant obstructive
component (oAHI) on PSG, mandibular distraction (n = 7),
continuous positive airway pressure (CPAP)/HFNC (n = 4) and
tracheostomy (n = 4) were the most common interventions. In
patients with a predominant central component (cAHI), the
most common intervention was caffeine (n = 4). In infants with a
clinical diagnosis of apnea of prematurity, 3 infants had a
predominant cAHI for which 2 were treated with caffeine and 1
had self-resolution of apnea. Four infants had a predominant
oAHI for which 2 were treated with O2 via nasal cannula, 1 was
1655
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Polysomnography use in complex term and preterm infants
Table 1—Indication, diagnosis, and results of polysomnography in term infants.
ID
No.
1
2
Primary
O2
Total
Comorbid
Indication
Diagnosis
cAHI oAHI Sat
Treatment
AHI
Condition
Nadir
Neurologic Recurrent
Hypotonia of
65.8 48.7 17.1
76 O2 via NC
desaturations unknown etiology
63.5 Caffeine
No
25.8
38.6
13.4
9.4
12.4
29.2
63 O2 via NC
55.8 CPAP/
HFNC/DNR
Yes
No
16
1.7
14.1
81.7 Tracheostomy
Yes
5.2
0
5.2
89
Yes
3
5.5
0.3
2.6
2.6
2.9
95
92.1 Mandibular
distraction
(further
distraction)
1.4
8.7
0.2
0.2
1.2
8.5
94
78.7 Mandibular
distraction
Yes
100.1
Recurrent
desaturations/ Micrognathia/
Craniofacial
21.6
Pierre
suspected
anomaly
Robin sequence
obstructive
apnea
1.5
142.2
Recurrent
desaturations/ Micrognathia/
Craniofacial
6.8
Pierre
Suspected
anomaly
Robin sequence
obstructive
apnea
3.3
1.4
97.9
34
Yes
Recurrent
Seizures
desaturations and hypotonia
Recurrent
Hypotonia/
desaturations congenital
disorder of
glycosylation
type
1/glossoptosis
4
Neurologic
Recurrent
Hypotonia of
desaturations unknown etiology
7
8
9
FT with history of fetal-maternal
hemorrhage and seizures. Brain
MRI with white matter changes
predominately on left with minimal
changes in basal ganglia and
internal capsule.
Follow-up study
FT with congenital disorder of
glycosylation type and multiple
congenital anomalies. Brain MRI
with marked diffuse volume loss
including brainstem, cerebellar
hypoplasia, thin corpus callosum,
ventricular enlargement. ENT
evaluation revealed pooling of
secretions and glossoptosis.
FT with hypotonia of unclear etiology
requiring tracheostomy and g-tube.
ENTevaluation revealed edematous
epiglottis/arytenoids, general upper
airway collapse due to poor tone.
Brain MRI with hypoplastic corpus
callosum with abnormal
white matter.
FT with micrognathia (Pierre Robin
sequence) requiring intubation and
mechanical ventilation. Mandibular
distraction performed prior to initial
PSG. On RA at time of PSG.
Follow-up study
FT with micrognathia (Pierre Robin
sequence) requiring intubation and
mechanical ventilation. Mandibular
distraction performed prior to initial
PSG. On RA at time of PSG.
Follow-up study
FT with micrognathia (Pierre
Robin sequence)
15
Neurologic
6
FT with hypotonia of unclear
etiology. Brain MRI normal.
28
Neurologic
Suspected
Craniofacial
obstructive
anomaly
apnea
Suspected
Craniofacial
obstructive
anomaly
apnea
Micrognathia/
Pierre
Robin sequence
Micrognathia/
Pierre
Robin sequence
Micrognathia/
Craniofacial Recurrent
anomaly
desaturations/ Pierre
Robin sequence
suspected
obstructive
apnea
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
Mandibular
distraction
(further
distraction)
Mandibular
distraction
8.3
13
81.5 Further
distraction
0
1.5
89
0.2 141.8 69 Mandibular
distraction
0
6.8
90 Further
distraction
0
3.3
92
(continued on following page)
1656
Description
Yes
44.3
3
5
Symptoms
Resolved
Yes
Yes
FT with micrognathia (Pierre
Robin sequence)
Follow-up study no. 1
Follow-up study no. 2
FT with micrognathia (Pierre
Robin sequence)
Follow-up study no. 1
Follow-up study no. 2
August 1, 2021
J Kim, S Gueye-Ndiaye, E Mauer, et al.
Polysomnography use in complex term and preterm infants
Table 1—Indication, diagnosis, and results of polysomnography in term infants. (continued)
ID
No.
10
11
12
13
14
15
Primary
Comorbid
Condition
Indication
Diagnosis
Recurrent
desaturations/ Micrognathia/
Craniofacial
glossoptosis/
suspected
anomaly
hypotonia
obstructive
apnea
Upper
airway
anomaly
Upper
airway
anomaly
Upper
airway
anomaly
Recurrent
desaturations/ Hypopharyngeal
collapse/
suspected
glossoptosis
obstructive
apnea
Recurrent
desaturations/
suspected
obstructive
apnea
Choanal atresia/
epiglottis with
intermittent
retroflexion/
tracheal sleeve
Total
cAHI oAHI
AHI
O2
Sat
Treatment
Nadir
73 Mandibular
distraction
Symptoms
Resolved
Yes
20.4
1.6
18
6.3
1.6
4.7
5.6
36.5
3.7
12
1.6
25
90.1 Further
distraction
83.4
66.4 CPAP
154.4
41.2
120
17
35
23
73.2 HFNC
80.9
No
95.6
20.3
69.6
69.4 Tracheostomy
Yes
FT infant with choanal atresia. ENT
evaluation revealed epiglottis with
intermittent retroflexion and
tracheal sleeve.
50
2.5
47
78.5 Supraglottoplasty
No
21.4
95.6
10
20.3
11
69.3
No
Yes
1.4
0.8
0.6
78.2
69.4 HFNC
then
tracheostomy
87.4 None
FT with stridor and desaturation with
feeds. ENT evaluation revealed
laryngomalacia with prolapse of
arytenoid mucosa.
Supraglottoplasty done with
continued stridor at rest.
Follow-up study
FT infant with recurrent
desaturations. ENT evaluation
revealed tracheal sleeve.
FT infant with recurrent
desaturations and bradycardic
events associated with apnea and
feeding. Symptoms were
self-resolving.
No
Recurrent
desaturations/ Laryngomalacia
stridor
Recurrent
Tracheal sleeve
Lower
desaturations
airway
anomaly
Respiratory Recurrent
Apnea
desaturations of newborn
Description
Yes
FT infant with multiple congenital
anomalies including micrognathia,
hypotonia, facial palsy, club feet.
ENT evaluation revealed
glossoptosis, arytenoid and vocal
cord edema.
Follow-up study no. 1
Follow-up study no. 2
FT infant with trisomy 21. ENT
evaluation revealed
hypopharyngeal collapse and
glossoptosis. Worsening cAHI in
follow-up study no. 1 thought to be
from CPAP-induced central apnea.
Follow-up study no. 1
Follow-up study no. 2
Bold numbers represent the predominant component of AHI. AHI = apnea-hypopnea index, cAHI = central AHI, CPAP = continuous positive airway pressure,
DNR = do no resuscitate, ENT =ear, nose, and throat, FT = full term, HFNC = high-flow nasal cannula, MRI = magnetic resonance imaging, NC = nasal cannula,
oAHI = obstructive AHI, PSG = polysomnography, RA = room air, Sat = saturation.
treated with HFNC, and 1 was suspected to have gastroesophageal reflux disease, based on the pattern of OSA correlating
closely with clinical symptoms, which was treated with a protonpump inhibitor and hydrolyzed formula. There were 7 infants who
did not have interventions; 3 self-resolved, 1 had a normal study, 1
infant was recommended intervention but family decided on comfort
care with Do Not Resuscitate/Do No Intubate, and 2 infants improved
clinically with interventions implemented prior to PSG. Clinical
signs completely resolved in 22 (71%) infants; 2 of these patients did
not require a change in management (Table 1 and Table 2).
treatment with caffeine, 1 with laryngomalacia following
supraglottoplasty, 1 with hypopharyngeal collapse following
CPAP/HFNC titration, and 1 with micrognathia/glossoptosis
following tongue-lip adhesion. For those with a predominant
oAHI, the mean time to follow-up PSG was 11.5 days (range 2–
31 days), and for those with a predominant cAHI, the mean time
to follow-up PSG was 11.2 days (range 8–15 days). The total
AHI was severe in 7 (41%), moderate in 4 (24%), and mild in 6
(35%) infants. Improvement in AHI was observed in all final
follow-up PSGs except 1 (patient no. 11). In 9 infants with a
predominant oAHI, the mean total AHI improved from 64.34
events/h to 11.48 events/h in the final follow-up PSGs (mean of
differences, 52.8, 95% CI 10.1–95.7, P = .02). In 4 infants with a
predominant cAHI, the mean total AHI improved from 32.88
Follow-up studies
There were 17 follow-up studies done on 13 out of 31 patients, 6
with micrognathia following mandibular distraction, 4 following
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
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Polysomnography use in complex term and preterm infants
Table 2—Indication, diagnosis, and result of polysomnography in preterm infants.
ID
No.
16
17
18
19
20
21
Primary
O2
Total
Comorbid
Indication
Diagnosis
cAHI oAHI Sat
Treatment
AHI
Condition
Nadir
Hypoxic
113.9 6.1 87.3 67.8 None
Neurologic Recurrent
(tracheostomy
desaturations/ ischemic
encephalopathy
recommended,
suspected
declined for
obstructive
comfort care)
apnea
ex-33 week infant, 39 weeks
corrected, hypoxic ischemic
encephalopathy at birth. ENT
evaluation reveled pooling of
secretions with aspiration. Brain MRI
consistent with HIE.
ex-32 week infant, 42 weeks
corrected, with VACTERL syndrome,
micrognathia, cleft palate and
glossoptosis (Pierre Robin
sequence), diagnosed with
RAPADILINO syndrome.
ex-36 week infant with micrognathia
and cleft palate (Pierre
Robin sequence).
Follow-up Study
ex-35 week infant, with micrognathia
and cleft palate. ENT evaluation
revealed glossoptosis.
Follow-up study
11.9
RAPADILINO
syndrome with
micrognathia/
Pierre
Robin sequence
1.9
10
89.1 None
No
Suspected
Craniofacial
obstructive
anomaly
apnea
Micrognathia/
Pierre
Robin sequence
75.2
1.3
74.2
65.6 Mandibular
distraction
Yes
2.9
144
0
67
2.9
76
Micrognathia/
Pierre
Robin sequence
91.5
80.6 Tonguelip adhesion
23
6.4
8.9
85
Laryngomalacia
25.2
11
14
59.7 No change
No
Soft palate
collapse/
glossoptosis
72.2
2.3
64.6
33.3 Tracheostomy
Yes
Apnea
of prematurity
6.7
1.1
4.5
89.9 O2 via NC
Yes
Recurrent Apnea
desaturations of prematurity
7.6
1.3
6.3
89
HFNC
Yes
31.4
24
7.3
63
Caffeine
No
13.4
12.6
0.9
Yes
Yes
Recurrent
desaturations/
Craniofacial
suspected
anomaly
obstructive
apnea
Recurrent
Upper
desaturations/
airway
stridor
anomaly
Upper
Recurrent
airway
desaturations
anomaly
Respiratory Recurrent
desaturations
23
Respiratory
Respiratory
Recurrent
desaturations
Yes
Apnea
of prematurity
25
Respiratory Recurrent
desaturations
Apnea
of prematurity
11.9
9
2.5
77.8 Caffeine
dose increased
80.5 None
26
Respiratory Recurrent
desaturations
Apnea
of prematurity
8
2
6
82
Prevacid/
Alimentum
Description
No
Craniofacial Suspected
anomaly
obstructive
apnea
22
24
Symptoms
Resolved
Yes
ex-35 week infant, already on HFNC
prior to PSG with symptoms
improving over time.
ex-25 week infant, 40 weeks
corrected with recurrent desaturation
episodes requiring HFNC. ENT
evaluation revealed soft palate
collapse and glossoptosis.
ex-31 week infant, 46 weeks
corrected, with recurrent
desaturation and bradycardic events
associated with apnea of prematurity.
ex-30 week infant, 44 weeks
corrected, with recurrent
desaturation and bradycardic events
associated with apnea of prematurity.
ex-29 wk infant, 39 weeks corrected,
with recurrent desaturation and
bradycardic events associated with
apnea of prematurity.
Follow-up study
ex-29 6/7 week infant, 40 weeks
corrected, with recurrent
desaturation and bradycardic events
associated with apnea of prematurity.
ex-27 week infant, 43 weeks
corrected, with recurrent
desaturations and bradycardic
events associated with apnea of
prematurity. Results of PSG
interpretation, not classically OSA,
occurring with movements possibly
related to GERD contributing to
apneic events.
(continued on following page)
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
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Polysomnography use in complex term and preterm infants
Table 2—Indication, diagnosis, and result of polysomnography in preterm infants. (continued)
ID
No.
27
28
29
Primary
Comorbid
Indication
Condition
Respiratory Recurrent
desaturations
Respiratory
Recurrent
desaturations
Suspected
Respiratory obstructive
apnea
Diagnosis
Apnea of
prematurity/
feeding
immaturity
6.7
1.1
4.5
O2
Sat
Treatment
Nadir
89.9 No change
39.8
-
-
72.6 Caffeine
Yes
7.1
16
6.5
13.9
0.6
2
79.1
73.3 Caffeine
Yes
Total
cAHI oAHI
AHI
Symptoms
Resolved
Yes
Apnea of
prematurity/
feeding
immaturity
Chronic
lung disease
4.2
3.8
0.4
91.2
30
Respiratory Suspected
obstructive
apnea
28.5
Chronic lung
disease/
bronchomalacia/
CPAM
0
28.5
85
31
Respiratory Suspected
obstructive
apnea
Chronic lung
disease/
pulmonary
hypertension
11.1
5
5
77.4 No change
Tracheostomy
No
No
Description
ex-31 week infant, 41 weeks
corrected with recurrent
desaturations and bradycardic
events associated with apnea of
prematurity and feeding immaturity.
MBS showed aspiration, thickening
of feeds did not resolve events. O2 via
NC started prior to PSG, with PSG
confirming improvement in events
with NC.
ex-32 wk, 40 weeks corrected, with
recurrent desaturations and
bradycardic events associated with
apnea of prematurity and feeding
immaturity. Discharged home
on caffeine.
Follow-up study
ex-33 week infant, 42 weeks
corrected, with persistent tachypnea
on O2 via NC.
Follow-up study
ex-33 week infant, 45 weeks
corrected with VACTERL syndrome,
CPAM, congenital hypothyroidism
and persistent tachypnea requiring
HFNC. ENT evaluation revealed soft
palate cleft, edema of arytenoids
and bronchomalacia.
ex-24wk infant, 2 months corrected,
with severe chronic lung disease,
pulmonary hypertension and
hypercarbia requiring
persistent HFNC.
Bold numbers represent the predominant component of AHI. AHI = apnea-hypopnea index, cAHI = central AHI, CPAM = congenital pulmonary airway
malformation, ENT = ear, nose, and throat, GERD = gastroesophageal reflux disease, HFNC = high-flow nasal cannula, HIE = hypoxic ischemic encephalopathy, MBS = modified barium swallow, NC = nasal cannula, oAHI = obstructive AHI, OSA = obstructive sleep apnea, PSG = polysomnography;
RAPADILINO = radial malformations, patella and palate abnormalities, diarrhea, dislocated joints, limb abnormalities, little size long, slender nose and normal
intelligence; VACTERL = vertebral defects, anal atresia, cardiac defects, tracheo-esophageal fistula, renal anomalies, and limb abnormalities.
Figure 1—AHI severity by diagnosis.
events/h to 12.62 events/h in the follow-up PSGs (mean of
differences 20.25, 95% CI 6.18–34.32, P = .02). For all 13
infants with a follow-up study, the mean AHI improved from
54.7 events/h to 11.8 events/h in follow-up PSGs (mean of
differences 42.8, 95% CI 13.6–72.0, P = .007) (Figure 2), the
mean oAHI improved from 42.7 to 5.4 (mean of differences
36.9, 95% CI 7.6–66.1 P = .018), and the mean cAHI changed
from 12.9 to 5.7 (mean of differences 7.3, 95% CI –4.2 to 18.7,
P = .19).
Additional supportive studies
Concomitant studies, in patients with abnormal PSGs, included
ENT evaluations and barium swallow studies. ENT evaluations
(n = 25), including fiberoptic flexible laryngoscopies, DISE and/
or direct laryngoscopy and bronchoscopy, revealed 20 abnormal evaluations (Table 1 and Table 2). Swallow studies were
completed on 14 infants, 9 showing aspiration of varying
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
AHI = apnea-hypopnea index.
degrees (5 term and 4 preterm infants). This included aspiration
with thin liquids (n = 5), puree thick consistency (n = 1), and all
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Polysomnography use in complex term and preterm infants
Table 3—AHI and O2 nadir in primary comorbid conditions.
AHI
cAHI
Primary Respiratory (n = 11)
11.1 [7.2; 22.2]
1.7 [1.1; 10.2]
Craniofacial and Airway Anomalies (n = 15)
50.0 [16.1; 95.6]
2.3 [1.4; 11.5]
Primary Neurologic (n = 5)
44.3 [38.6; 65.8]
9.4 [6.1; 28.0]
P Overall
.02
.21
oAHI
O2 nadir
4.8 [3.0; 6.2]
82.0 [75.3; 88.2]
47.0 [12.0; 71.9]
69.4 [66.0; 79.7]
17.1 [15.0; 29.2]
67.8 [63.5; 76.0]
.002
.09
Data are reported as median [interquartile range]. AHI = apnea-hypopnea index, cAHI = central AHI, oAHI = obstructive AHI.
consistencies (n = 3). Of those with aspiration, 6 patients had
severe AHI, and 3 had moderate AHI. Thirteen infants required
utilization of all 3 studies (PSG, ENT evaluations, and swallow
studies) during evaluation. These included 7 preterm infants and
6 term infants.
Figure 2—Improvement in AHI for all patients with followup studies.
DISCUSSION
There is a paucity of data on the clinical value of PSG in infants
and our study adds important findings to the use of this technology in the NICU. The principle indications for an IPPSG
were recurrent desaturations, suspected obstructive apnea and
stridor, in both preterm and term infants with a variety of
comorbidities. In most infants the IPPSG demonstrated moderate AHI (23%) or severe AHI (74%), and results differed
significantly depending on the comorbidity. Thus craniofacial
and airway anomalies had the highest AHI, followed by infants
with neurologic abnormalities, and lowest among those with
respiratory abnormalities. An ENT examination with awake
flexible fiberoptic laryngoscopy, followed by DISE and/or
direct laryngoscopy and bronchoscopy if inconclusive, was
an important aspect of the workup in neonates with OSA. We
observed that targeted interventions, based on the PSG findings,
led to complete resolution of clinical signs or improvement in
AHI in most patients. Although a limited study with only 31
patients, these were complex infants selected for a high suspicion of obstructive or central apnea with an attempt to find the
diagnosis that would provide the most meaningful information
to the treatment team. The diagnostic value of IPPSG, along
with advances in technology, has enhanced the ability to perform IPPSGs in the NICU, and consequently has facilitated
more studies being done in our unit in those with suspected
recurrent central or obstructive apnea.
Although most patients with follow-up studies had improved
AHIs and resolution of symptoms, none “normalized” with an
AHI < 1 event/h. The definition normal sleep apnea in a population of premature infants and term infants with underlying
illnesses is not clear. Preterm infants who reach a postconceptual age of 40 weeks and term infants have been
shown to have similar breathing patterns.15 In term infants one
study found an obstructive apnea rate of 0.6 events/h at 3 weeks,
1.1 event/h at 6 weeks, 0.4 events/h at 3 months, and 0.2 events/h
at 6 months of age,19 and another found a obstructive apnea rate
of 0.7 events/h at 1 month, 0.6 events/h at 3 months, and 0.2
events/h at 6 months of age.20 In preterm infants, an obstructive
apnea rate of 1 event/h was observed at a post-conceptual age of
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
The ends of the box are the upper and lower quartiles, the median is
marked by the horizontal line inside the box and the two lines outside the
box represent the highest and lowest AHI values. The black lines connect
each patient’s AHI on initial study to AHI on final study. AHI = apneahypopnea index, PSG = polysomnography.
40 weeks, 0.7 events/h at a post-conceptual age of 44 weeks, and
0.5 events/h at a post-conceptual age of 52 weeks.20 More recently Daftary et al showed in term infants a mean AHI of 14.9
events/h with hypopneas being the most common, followed by
central (5.4 events/h), obstructive (2.3 events/h), and mixed (1.2
events/h) apneas.21 Clinical significance for normal AHI values
is likely in between these observations, although average AHI
values for preterm infants and term infants with underlying
illnesses still remains unclear.
In infants, there is a known association between OSA and
craniofacial and upper airway anomalies. Tawfik et al looked at
the incidence of PSGs in a pediatric population less than 1 year
of age and found laryngomalacia and craniofacial anomalies
highly predictive of inpatient PSGs.10 In a case series of infants
with a mean age of 4.6 months diagnosed with OSA, 24% had
laryngomalacia and 16.5% had a craniofacial abnormality, with
the AHI being moderate in 20% and severe in 39% of cases.22
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Polysomnography use in complex term and preterm infants
Separate studies have similarly shown that craniofacial
anomalies are strongly associated with OSA in infants, and
specifically those with Pierre Robin sequence have been shown
to have a high prevalence of OSA.23,24 Our study in the NICU
was consistent with these studies showing that neonates with
craniofacial (all micrognathia) and airway anomalies all had
OSA with a median AHI of 50.0 events/h. Improvements in AHI
have been shown following surgical treatment of micrognathia
with distraction osteogenesis in infants less than 1 year of age25
and following surgical treatment of laryngomalacia with
supraglottoplasty in children as young as 1 month of age.26,27 In
our population, 7 infants with micrognathia underwent mandibular distractions and 1 had a tongue-lip adhesion. One infant
with laryngomalacia underwent supraglottoplasty. Eight of
these patients had follow-up IPPSGs that all showed improvement in AHI. Additional surgical treatments included
tracheostomy in infants diagnosed with tracheal sleeve, soft
palate collapse/glossoptosis, and choanal atresia with retroflexion of epiglottis. Additional medical treatments included
HFNC for laryngomalacia and hypopharyngeal collapse. The
infant with hypopharyngeal collapse (patient no. 11) was the
only patient who did not show an improvement in the AHI after
treatment. This patient, initially started on CPAP, was transitioned to HFNC due to worsening cAHI. A further escalation of
respiratory support was considered, but when planning an infant’s disposition, home CPAP for infants younger than 1 year
of age is not the standard discharge protocol in our NICU. HFNC
is better tolerated and is the treatment for OSA in this patient
population. An equally important aspect of the work-up for all
these patients were ENT evaluations that included an awake
flexible fiberoptic laryngoscopy followed by a DISE and/or
direct laryngoscopy and bronchoscopy if inconclusive. ENT
evaluations sometimes preceded PSG when the diagnosis was
obvious, such as micrognathia, but in many cases with a severe
oAHI and unclear diagnosis, more invasive evaluation was
necessary and invaluable in determining a diagnosis. Our results
show that in a select population of infants with craniofacial or
airway comorbidities and concern for OSA, IPPSG in the NICU
with supportive ENT evaluation can be used to guide surgical
and medical treatment and may be an important aspect in targeting therapies to individual needs.
Similar to patients with craniofacial and airway anomalies,
patients with a variety of neurologic comorbid conditions have
been shown to have an increased incidence of OSA or hypoventilation compared to neurologically normal children.5
Specifically those with hypotonia (eg, Down syndrome) and
neuromuscular diseases have been shown to have increased risk
for OSA.7,28 A prospective cohort study of neonates admitted to
an NICU with suspected seizures demonstrated a median AHI of
12.3 events/h with predominantly central apneas,11 and a casecontrol study of infants with myelomeningocele admitted to the
NICU showed a higher AHI in those with myelomeningocele vs
controls (34.2 events/h vs 19.3 events/h) with predominantly
central apneas. In those with abnormal PSGs who returned for
clinical follow-up, 5 were treated with caffeine and 4 received
supplemental O2 for CSA.12 In our study we found a median
AHI of 44.3 events/h that was higher than those seen in previous
studies. This is likely due to the fact that 3 of the 5 infants had
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
OSA, which seems to be associated with a higher AHI compared
to those with CSA for infants in the NICU. Of the 3 infants with
OSA, 1 required a tracheostomy due to significant hypotonia, 1
was treated with CPAP, and another was recommended for a
tracheostomy but redirected care. Two infants with CSA were
treated with caffeine and O2 via nasal cannula. Compared to
previous studies that have looked at targeting therapies for
infants, we showed that IPPSG can be applied to neonates
with neurologic comorbidities in the NICU, leading to
clinical improvement.
IPPSG may also be valuable in targeting treatment for infants
with apnea of prematurity. For most preterm infants (approximately 98%) the expected resolution of apnea of prematurity
has been shown to occur by 40 weeks PMA.29 However for
infants who have apnea that persists beyond this period, the
cause is often multifactorial related to central or obstructive
apnea and/or feeding related issues.1,2 In a review of the literature, 1 study used polygraphy in infants with apnea of prematurity who did not respond to caffeine. Those presumed to
have gastroesophageal reflux disease were treated with an
antireflux regimen,30 although a more recent clinical report
found there is no evidence to suggest that treatment of gastroesophageal reflux disease decreases the risk of apnea.31 No
other studies to our knowledge have examined the diagnostic
use of PSG in evaluating recurrent apnea to guide treatment in
the NICU. In this report 7 premature infants (mean PMA 41-3/7
weeks) presented with recurrent desaturation and bradycardic
events consistent with a clinical diagnosis of apnea of prematurity and sleep-disordered breathing. Three of these infants had
CSA and 4 had OSA. The IPPSG helped target treatment to the
specific causes of apnea with clinical improvement seen in all of
these patients. Although PMA is strongly associated with CSA,
obstructive AHIs change minimally during the first year of life
and significant improvements in obstructive AHI are assumed to
be due to the intervention. These findings suggest that the use of
IPPSG may be helpful in differentiating the etiology of recurrent
apnea in infants to facilitate evaluation and targeted treatment in
preterm infants.
Limitations
This was a retrospective study done at a single level-IV referral
center NICU, which may have led to a selection bias of patients
for more severe symptoms and treatment options not available
in other NICUs. The study also described infants over a 6-year
period which may have affected the data as a result of potential
changes of practice in neonatology and sleep medicine over this
time period. The small number of infants enrolled in this study
and the diversity of medical conditions present may have limited
the ability to determine the appropriate indications for PSG and
did not allow for more elaborate statistics and conclusions. Last,
we want to emphasize that although a majority of infants had
abnormal results, this does not represent the prevalence of apnea
in infants but rather the presence of apnea in infants with underlying illness and clinical suspicion of apnea. The selection of
study participants based on clinical opinion limits the generalizability of the study to different NICUs. In spite of all these
limitations, the goal was to introduce the potential role of
utilizing PSG as a diagnostic tool for infants in the NICU
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Polysomnography use in complex term and preterm infants
8. Tkachenko N, Singh K, Abreu N, et al. Establishing a role for polysomnography
in hospitalized children. Pediatr Neurol. 2016;57:39–45.e1.
who present recurrent desaturation episodes and suspected
obstructive apnea.
9. Zenteno D, Rodríguez-Núñez I, Molina I, et al. [Polygraphy in hospitalized
children under 3 months]. Rev Chil Pediatr. 2017;88(2):230–235.
10. Tawfik KO, Sedaghat AR, Ishman SL. Trends in inpatient pediatric
polysomnography for laryngomalacia and craniofacial anomalies. Ann Otol Rhinol
Laryngol. 2016;125(1):82–89.
CONCLUSIONS
To our knowledge this is one of the few reports on the diagnostic
value of IPPSGs in the NICU in infants with recurrent desaturation episodes, suspected obstructive apnea, or both. In this
patient population AHI was moderate to severe in most infants
(86%), and most often obstructive in nature (74%). Targeted
medical/surgical interventions resulted in clinical improvement
in 22 infants (71%) and improvement on follow-up studies in 12
out of 13 infants. These findings indicate that PSGs in the NICU,
coupled with concomitant studies, are an important diagnostic
tool in evaluating and guiding management of complex term and
preterm infants with recurrent apnea. Prospective studies will be
required to determine clear guidelines and indications for
performing PSGs in the NICU.
11. Meerkov MS, Hassan F, Chervin RD, Barks JD, Carlson MD, Shellhaas RA.
Sleep-disordered breathing is common among term and near term infants in the
NICU. Pediatr Pulmonol. 2019;54(5):557–562.
12. Shellhaas RA, Kenia PV, Hassan F, Barks JDE, Kaciroti N, Chervin RD. Sleepdisordered breathing among newborns with myelomeningocele. J Pediatr. 2018;
194:244–247.e1.
13. Berry RB, Budhiraja R, Gottlieb DJ, et al. Rules for scoring respiratory events in
sleep: update of the 2007 AASM Manual for the Scoring of Sleep and
Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of
the American Academy of Sleep Medicine. J Clin Sleep Med. 2012;8(5):
597–619.
14. Beck SE, Marcus CL. Pediatric polysomnography. Sleep Med Clin. 2009;4(3):
393–406.
15. Katz ES, Mitchell RB, D’Ambrosio CM. Obstructive sleep apnea in infants. Am J
Respir Crit Care Med. 2012;185(8):805–816.
16. Ng DK, Chan CH. A review of normal values of infant sleep polysomnography.
Pediatr Neonatol. 2013;54(2):82–87.
ABBREVIATIONS
17. Daftary AS, Jalou HE, Shively L, Slaven JE, Davis SD. Polysomnography
reference values in healthy newborns. J Clin Sleep Med. 2019;15(3):437–443.
AHI, apnea-hypopnea index
cAHI, central apnea-hypopnea index
CPAP, continuous positive airway pressure
CSA, central sleep apnea
DISE, drug-induced sleep endoscopy
ENT, ear, nose, and throat
EtCO2, end-tidal CO2
HFNC, high-flow nasal cannula
IPPSG, inpatient polysomnography
NICU, neonatal intensive care unit
oAHI, obstructive apnea-hypopnea index
OSA, obstructive sleep apnea
PMA, mean postmenstrual age
PSG, polysomnography
18. R Core Team. A Language and Environment for Statistical Computing. Vienna,
Austria: R Foundation for Statistical Computing; 2019.
19. Guilleminault C, Ariagno R, Korobkin R, et al. Mixed and obstructive sleep
apnea and near miss for sudden infant death syndrome: 2. Comparison
of near miss and normal control infants by age. Pediatrics.
1979;64(6):882–891.
20. Hoppenbrouwers T, Hodgman JE, Cabal L. Obstructive apnea, associated
patterns of movement, heart rate, and oxygenation in infants at low and increased
risk for SIDS. Pediatr Pulmonol. 1993;15(1):1–12.
21. Daftary AS, Jalou HE, Shively L, Slaven JE, Davis SD. Polysomnography
reference values in healthy newborns. J Clin Sleep Med. 2019;15(3):437–443.
22. Ramgopal S, Kothare SV, Rana M, Singh K, Khatwa U. Obstructive sleep apnea
in infancy: a 7-year experience at a pediatric sleep center. Pediatr Pulmonol. 2014;
49(6):554–560.
23. Anderson IC, Sedaghat AR, McGinley BM, Redett RJ, Boss EF, Ishman SL.
Prevalence and severity of obstructive sleep apnea and snoring in infants with
Pierre Robin sequence. Cleft Palate Craniofac J. 2011;48(5):614–618.
24. Lam DJ, Jensen CC, Mueller BA, Starr JR, Cunningham ML, Weaver EM.
Pediatric sleep apnea and craniofacial anomalies: a population-based casecontrol study. Laryngoscope. 2010;120(10):2098–2105.
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Polysomnography use in complex term and preterm infants
Children’s Hospital, 525 East 68th Street, N-506, New York, NY 10065; Tel: (212)
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SUBMISSION & CORRESPONDENCE INFORMATION
DISCLOSURE STATEMENT
Submitted for publication August 17, 2020
Submitted in final revised form March 16, 2021
Accepted for publication March 16, 2021
Address correspondence to: James Kim, MD, Division of Newborn Medicine,
New York-Presbyterian Hospital–Weill Cornell Medical Center, Komansky
Journal of Clinical Sleep Medicine, Vol. 17, No. 8
All authors have seen and approved the manuscript. Work for this study was performed at
New York-Presbyterian Hospital – Weill Cornell Medical Center, Komansky Children’s
Hospital. The authors report no conflicts of interest.
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