International protection and the rights of the politically persecuted... /A. Buriano et al. International protection and the rights of the politically persecuted in the Mexican experience Ana BURIANO CASTRO, Silvia DUTRÉNIT BIELOUS and Guadalupe RODRÍGUEZ DE ITA Instituto de Investigaciones Dr. José María Luis Mora Resumen Abstract Estudio de la migración forzada rioplatense a México, en las décadas de 1970 y 1980, como un componente de los flujos migratorios del siglo XX. Estos movimientos de población actuaron como detonadores en la generación de instrumentos de protección a los perseguidos del mundo. El artículo se propone examinar y valorar, en un marco comparativo, algunas variables referidas a: i) los instrumentos de protección interamericanos e internacionales de asilo y refugio a los que apelaron los perseguidos políticos argentinos y uruguayos; ii) el reconocimiento de estos instrumentos y la aplicación que de los mismos hizo el Estado mexicano; iii) los límites que impusieron las estrategias de política interna y externa al confrontarse con la experiencia concreta, y iv) la eficacia real de los instrumentos de protección para enfrentar nuevas realidades y formas represivas. International protection and legal rights of the prisoners of conscience in Mexican experience A study of the forced migration from Río de la Plata to Mexico, in the 1970’s and 1980’s decades, as a component of the migratory flows of the XX century; these population movements acted as detonators in the generation of protection devices for the persecuted people in the world. The article aims at examining and valuing, in a comparative framework, some of the variables referred to: i) the inter-American and international instruments of protection, e.g., asylum and refuge to those appealed by the Argentinean and Uruguayan persecuted people; ii) the recognition of this instruments and the application which Mexican State carried out; iii) the limits imposed by the strategies of domestic and foreign policy when facing the concrete experience, and iv) the efficacy of the protection devices to face new realities and repressive forms. Palabras clave: asilo, derechos humanos, instrumentos de protección, migración forzada, refugio, Argentina, México, Uruguay. Key words: asylum, human rights, protection devices, forced migration, refuge, Argentina, Mexico, Uruguay. International protection and the rights of the persecuted L atin America entered the contemporary migratory process with great vigor as from a dual diastolic-systolic movement. It was recipient rather than migrant —despite the political difficulties implied by the processes of post-independency state consolidation—, of white European migration, attracted by the offer propitiated by the excluding homogenization models prevailing in the mid XIX century. This migration had varied luck, according to its 87 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM geographic distribution and achieved insertion in the Atlantic-oriented countries. One century later however the region turned into an ejecting one as from the great crisis motivated by the collapse of the model of importation substitution. The social effects of this crisis included it in the trends that, in the XX century, went beyond borders and oceans in search of human security and better vital opportunities or to protect lives. The intense migratory flows in the XX century, within which forced migration has had an essential social component, motivated at international level to seek institutional instances to generate instruments of protection for the persecuted in the world. Amidst these international waves, the Latin American history gives an account of the reiterated searches for agreements and protective instances for prosecuted and the lineaments of respect for their rights. These searches, questionings, emergence of new proposals and figures found a privileged scenario in the 1970’s and 1980’s, when in the Southern Cone, scenario of the dictatorships of National Security and of the coordinated operation of regional repressive forces grouped in what was known as Operation Condor, several thousand people were exiled. Those persecuted, because of their ideas and political militancy, found in Mexico a welcoming territory and a society to (re) insert their everydayness. Most of these people had to face multiple adventures to achieve protection from the Mexican State and followed diverse routes where procedures, collective and individual movements were combined, as well as callings on international and inter-American conventions and agreements. The categories of asylum and refugee as well as some other contained in domestic migratory laws and regulations were merged at a different scale. The circumstances present in the aforementioned decades were not strange for the Mexican history; during the last century, the State had a common practice of reception of the politically persecuted, most of the times in a passive manner, and in some few cases, in an active and promoting manner. We refer to the exile from the Spanish Civil War and Franco’s regime, and the overthrown of Salvador Allende in Chile, followed by the establishment of the dictatorship. The Mexican behavior was almost always adherent to the inter-American and international instruments. Even if the practice placed it as a singular case among peers, it was not free from governmental variations; one such variation was the strategies in foreign and domestic policy applied by different governments. This variable influenced on the interest, high or scarce, in sheltering politically persecuted individuals; the statement of the strategies, and at the time, their consequences were linked to both domestic migratory lineaments1 and to the accompaniment, formal or not, of international treatises of protection, in particular those referring to the condition of refugee. Another variable related specifically related to diplomatic asylum had Acceptance or denial, easiness or blocking to the entrance of foreigners in general or according to their origin. 1 88 International protection and the rights of the politically persecuted... /A. Buriano et al. to do with the perception and actuation of the in situ diplomatic representatives, responsible for protecting the politically persecuted. It is worth mentioning that these and other fluctuations made the Mexican State adopt stances and actions sometimes confusing, contradictory and inconstant in the treatment to people who asked for protection; elements of multidirectional origin concurred in the described circumstances. This article aims to recover, examine and value some of these elements; in particular those referred to: i) the inter-American and international instruments of protection of asylum and refuge that were called upon by the persecuted from Rio de la Plata (Argentines and Uruguayans), which paved the roads to Mexico; ii) the recognition or disavowal of this instruments and their application by the Mexican State; iii) the limits that the strategies of domestic and foreign policy imposed while facing the actual experience of the persecuted from the south of the continent; finally, iv) the real efficacy of the instruments of protection to confront new realities and repressive forms unknown back then. It is in the interest of the authors to make a balance of the correct actions and limitations found in the fulfillment of the international agreements, as for what they represent in the field of human rights. We would like to distinguish that this article is generated from a research project on the political history of the Southern Cone in the second half of the XX century, and from another related to policy and practice of asylum of the Mexican State (Dutrénit and Rodríguez, 1999; Buriano, 2000; Dutrénit et al., 2002). There has been great advance in the recognition of the facts and their motivations by means of an attentive review of the documentary sources; in particular of official Mexican files from the Secretariats of Foreign Affairs (SRE) and Government (SG), and newspapers, whose information has been enriched by the testimonials of those who were protagonists of the occurrences. Following this situation, this is, the asylum requests from the persecuted from Rio de la Plata, the responses from the Mexican authorities, the efficacy or inefficacy of the international instruments, as well as the routes and migratory insertions of the persecuted who attained the protection of Mexico is a complex task. The most consistent documents so far obtained —even with certain breaches which we try to reduce by means of the incursion into diplomatic files of the territorial states2— are related to the cases in which diplomatic asylum was granted and, to a lesser extent, the territorial. This does not mean that all of the elements which compose the trajectory of the applicant can be traced; an instance is given by the number of people who asked for protection and the number of their companions, the changes in their migratory status, etcetera. In many cases there are contradictions between the personal registrations of the protagonists Archives of the Ministry of Foreign Affairs (Ministerio de Relaciones Exteriores) and the National Direction of Security (Dirección Nacional de Seguridad), Montevideo, Uruguay. 2 89 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM and those kept in the official archives. On the other side, the documental followup of the refugees under the United Nations High Commissioner for Refugees (UNHCR) who obtained residence in Mexico, before this organism ratified the corresponding international agreements is still a pending task.3 Instruments of protection Among the legacies from the XX century one finds the international construction of a series of instruments to protect people’s rights in three aspects: humanitarian rights, rights of the refugees and human rights (Cançado, 2003; Principios, 2002). In said instruments, in particular the most recent we will refer to (American Declaration of the Rights and Duties of Man, 2002: 181-189; Universal Declaration of Human Rights, 2002: 89-96) it has been stated: the right to life, security and integrity of the person; the right of equality before the law; the right to religious freedom, as well as the right to free expression, opinion and dissemination; the right to residence and transit, the right to the recognition of legal personality and civil rights; the right to justice; the right to meet and associate; the right to petition; the right to be protected from arbitrary detention; and the right to asylum. As we examine below, the defense and fulfillment of the aforementioned rights are at risk, implicitly or explicitly, when the politically persecuted ask for protection and they are given asylum or refuge. Undoubtedly, this legacy is the result from a complex and traumatic political history and it is inserted in contradictory situations; while on March 23rd 1976, the “International Pact of Civil and Political Rights of United Nations” (Principios, 2002: 101-124) came into force —adopted and open to be signed, ratified and adhered by the General Assembly in its resolution 2200 A (XXI), on December 16th 1976, very soon the reaches and limits of the protection instruments for the persecuted would be seen in the historic experience of Rio de la Plata. The Pact ratified an international tendency of reinforcing the rights of man and the citizen at the same time that the dictatorships in the countries broke them to the extent of committing crimes against humanity. Despite the political unrest, social inequality and contradictory national development, Latin American societies have acted to the extent their own historic experience has asked them to. Under these pressures, the states of the region have tried to foster or, at least, keep up with the evolution of the systems and protective instruments for the essential rights of man, either inter-American or Universal. As for the protection to the persecuted and the right to asylum, gradually the societies started reacting, learning and making decisions, firstly in the sphere of So far a partial comprehension has been reached, barely satisfactory, in the cases after the establishment of the Mexican Commission of Help for Refugees (Comisión Mexicana de Ayuda a Refugiados, COMAR) and the acceptance of the figure of refugee under the mandate of UNHCR. 3 90 International protection and the rights of the politically persecuted... /A. Buriano et al. safeguard to people harassed for political reasons, and then in a broader manner, protection for those in siege situations or in conflict with danger for their safety, liberty or their own life. In this learning and in decision-making, Mexico stands out because of its policy of protection to politically persecuted people and respect to the right to asylum; different moments in history, concurring with other countries in the region, give an account of its traditional practice of asylum, and by the end of the XX century, of the acceptance and incorporation of the refugee figure into the domestic regulations. So far, the evolution of the study of treatises on international protection to persecuted individuals has left two kinds of instruments: asylum and refuge. Asylum had a boom in the American continent; diverse agreements between countries were reached by the late XIX century, and in the next century a number of other agreements were signed by almost all of the members of the Pan-American Union, and later of the Organization of American States4 (OEA) (Unión Panamericana, 1967: 11-19; 27-59; 81-92); the Convention on Asylum, in the frame of the VI Inter-American Conference in Havana, 1928; the Convention on Political Asylum, in VII Conference of Montevideo in 1933; the Convention on Diplomatic Asylum, and the Convention of Territorial Asylum, both in the X Conference of Caracas in 1954 (Díaz, Rodríguez, 1999: 63-83). A review of these instruments shows that despite the fruitful toils to have a juridical framework, there were some pending subjects. Indubitably, the Convention on Diplomatic Asylum in 1954 can be considered the most successful, as for the definition of the concept; nevertheless, many of the terms were left to the discretion of the functionaries of the territorial State or the one providing asylum. In relation to the agreements that establish the condition of ‘refugee’, they started to be issued and validated by some countries in Europe after WWI (Ruiz, 2003: 83-89; Galindo, 2002: 17-21), then they became universal by the end of WWII and they were refined from new situations in Africa and Latin America. Framed by United Nations Organization (UNO), as of 1950, there were important steps in this respect; in the first place, through the resolution 428 (V) UNHCR office and statute were established (Principios, 2002: 303-310). Some months later, a significant number of UN members issued in Geneva the Convention on the Statue on Refugees, which was followed by the Protocol of the Statute on Refugees of New York, signed in 1967 (Principios, 2002: 311-338; 385-389). At regional level several later documents were signed: in 1969 in Addis Ababa the Convention of the Organization of the African Unity was subscribed, by means of The 1928 Convention was signed by the representatives of the 20 Latin American nations, as well as the United States, however only 16 ratified it; this instrument came into force in May 21st, 1929. As for that of 1933, it was subscribed by 18 Latin American nations (Bolivia and Venezuela did not do it), 16 ratified it, it came into force on March 25th, 1935. Finally, that of 1954 was signed by the 20 Latin American nations, with reserves from 4 of them nevertheless, only 12 ratified it and came into force on December 29th, 1954. 4 91 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM TABLE 1 MAIN INTERNATIONAL INSTRUMENTS OF PROTECTION TO PERSECUTED International Asylum Refuge Instruments Instruments Regional and Sub-regional in Latin America Latina International Regional and Sub-regional in Latin America 1889 Treaty on International Penal Right (Montevideo) 1928 Convention on Asylum (La Habana) 1933 Convention on Political Asylum (Montevideo) 1939 Treaty on Political and asylum and refuge (Montevideo) 1954 Convention on Diplomatic Asylum (Caracas) 1951 Convention on the Status of the Refugees (Geneva) 1954 Convention on Territorial asylum (Caracas) 1967 UN Declaration on Territorial Asylum (Geneva) 1967 Protocol on the Status of Refugees (New York) 1981 Conclusions and recommendations of the Colloquium on Asylum and International Protection of Refugees in Latin America (Tlatelolco, Mexico) 1984 Declaration of Cartagena on the Refugees (Cartagena, Colombia) 1999 Declaration of Tlatelolco on Practical Actions on the Rights of Refugees in Latin America and the Caribbean (Tlatelolco, Mexico) Source: Elaborated from Principios, 2002; Compilación, 2002; Protección, 2002. which the Specific Aspects of the Problems of Refugees in Africa (Compilación, 2002: 111-119) are regulated, and in Latin America, the Conclusions and Recommendations of the Colloquium on Asylum and International Protection of Refugees in Latin America, in Tlatelolco (1981); and the Declaration of Cartagena on Refugees (1984) and the Declaration of Tlatelolco on Practical Actions in the Rights of Refugees in Latin America and the Caribbean (1999) (Protección, 2002: 283-286, 275-280 and 93-100) were approved. At different scales it can be stated that the recognition for the refugee is currently a widespread context in the universal normative engineering, yet there are some doubts on the strength of its system. 92 International protection and the rights of the politically persecuted... /A. Buriano et al. The binomial asylum-refuge It is worth mentioning that it is common to find reference to asylum and refuge in an indistinct manner even in texts from several international conventions (Gros, 1992: XVIII-XX); both categories have differences established in the international systems, however, and the recognition of one does not always imply the other (Franco, 2003). An instance of this are the conventions specifically devoted to asylum, which have had a singular place in the Inter-American system, as well as the agreements mainly in relation to the condition of refugee in the framework of the Society of Nations, and mainly UN. The use of said concepts, at continental and world level, shows that it is not a rhetoric problem, but they refer to different concepts and recognitions, with particular acceptances and ascriptions in treatises which have been adjusted along the XX century (Galindo, 2002: 72-82). In this way, even if asylum and refuge essentially have a humanitarian character related to protection of persecuted, by and large an important difference is accepted in relation to the cause or reason of persecution: the first is exclusively formulated for the people who experience harassment from their political ideas or acts (Compilación, 2002: 433, 445 and 467);5 while, the concept and condition of refugee comprehends a broader spectrum, since it refers to harassment from race, religion, nationality, belonging to a certain social group or political opinion (Principios, 2002: 312 and 385-386),6 as well as for founded fears of losing life, safety or liberty because of generalized violence, foreign aggression, domestic conflicts, widespread violation of human rights and other circumstances that gravely disturb the public order (Declaración de Cartagena, 1986: 335-336). A point of relative contact between these two concepts is the one called territorial asylum, which has generated conventions both in the continental (“Convention on Territorial Asylum”, 1967: 473-476) and international (“United Nations Declaration”, 2002: 391-393) spheres; nonetheless, as a specialist points out, in the sphere of UN they are “concepts which are not absolutely coincident or synonyms, nevertheless analogous and similar” (Gros, 1992: XXIII). In the framework of the binomial asylum-refuge, the recognition to the right to be protected when persecution is experienced, as one of the essential human rights, was stated and inscribed in the corresponding declaration under the textual term of asylum with the connotation, implicit some cases and explicit in some other, of territorial asylum which, as noted before, is close the category of refuge. Chronologically, in the article 27 of the American Declaration of Rights and Obligations of Man, signed in Bogota in May 1948, was first recognized in Article 2 of “Convention on Asylum” (1928), Art 2 of “Convention on Political Asylum” (1933) and Art 2 of “Convention on Diplomatic Asylum” (1954). 6 Article 1.2 of the “Convention on the statute of the refugees” (1951) and Art 1.2 of the “Protocol on the statute of the refugees” (1967). 5 93 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM TABLE 2 ASYLUM-REFUGE BINOMIAL: REACHES AND LIMITATIONS OF THE CONCEPTS Asylum Political persecution (Inter-American Conventions in 1928,1933 and 1954) Refuge Persecution by race, religion, nationality, belonging to determinate social group or political opinion (UN Convention in 1951 and Protocol of 1967) Founded fear of losing life or liberty from generalized violence, foreign aggression, internal conflicts, human rights mass violation and other circumstances that have perturbed the public order (Declaration of Cartagena of 1984) Diplomatic Territorial It cannot be granted in the applicant’s origin country, but in that providing refuge It is granted in Given in the asylum the applicant’s country origin country of the Individual Individual and (occasionally mass) collective (occasionally collective) Declarative Constitutive International Regional (Inter-American) International Source: elaborated from that made by García Tovar, 2001: 8. the following words: “every person has the right to search and receive asylum in foreign territory, in the case of persecution not motivated by crimes of constitutional law and in agreement with the legislation of each country and with the international agreements” (Declaración Americana, 2002: 187). Some months later, in December of said year, the right of protection in the case of persecution is also established in the article 14.1 of the Universal Declaration of Human Rights, as quoted below: “Everyone has the right to seek and to enjoy in other countries asylum from persecution” (Universal Declaration, 2002: 92). Later, the right to asylum —by the way, also under the connotation of refuge— was recognized in the article 22.7 of the American Convention on Human Rights, or Pact of San José, 1969, where it is expressed: “everyone has the right to seek and receive asylum in a foreign land in the case of persecution motivated by political crimes or common crimes connected to political and according to the legislation of each State and the international agreements” (Convención Americana, 2002: 205-206). 94 International protection and the rights of the politically persecuted... /A. Buriano et al. In Latin America during the first half of the XX century, the evolution of the study of treatises on the right to asylum accelerated to the extent the political conjunctures demanded, not exceeding however the casuistic limits until the regional conditions and the international system questioned this study; in the 1950’s, in Central America and the Caribbean new situations appeared, which in time and linked to new occurrences, showed the need to restate the instruments of protection for those who were forced to leave their country or usual residence. These conditions also urged the pressing mandate of incorporating the recognition of the right to asylum as part of the essential human rights. The scope reached by social and political struggles from the continental crisis, after the outbreak and triumph of the Cuban revolution, surpassed the traditional frameworks that circumscribed the phenomenon to the political and intellectual elites; at the same time modifications in the characteristics of the asylum applicants appeared. This fact challenged the scope of an instrument conceived for phenomena of smaller demographic extension. To this reality two posterior experiences were added: that of the Southern Cone in the 1970’s and the Central American in the 1980’s; both reinforced the interest of UN in finding internal state mechanisms in order to instrument the mandates of the Convention of 1951 and the Convention of 1967. Even if nowadays the Cuban State is the only one which has not ratified these instruments, the corresponding acceptance and adherence has been progressively concreted, not as fast as the political conjunctures demanded however. The binomial asylum-refuge in politics and practice In the Latin American context, Mexico was during the XX century a forerunner State in respect to asylum, not so as for the condition of refugee to which it has presented reservations for long time. In reference to the figure of asylum, the Mexican State was the first to sanction it in its domestic laws, as it was also registered in the political constitutions of 1857 and 1917 (Tena, 1957: 608; 822).7 It also was one of the first in accepting, defending and applying the corresponding inter-American instruments, as it is indeed demonstrated by the fact of being the first in ratifying, in 1929 the Convention of Havana; the fourth in the case of that of Montevideo, in 1936; and the seventh in ratifying the ones of Caracas in 1957; Besides, Mexico is one of the eight Latin American countries which ratified the three aforementioned conventions (Unión Panamericana, 1967: 30, 50, 87). On this basis, the successive Mexican Governments were systematic practitioners (Rodríguez, 2003; Morales 7 See article 15 of both constitutions. 95 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM TABLE 3 MAIN INTERNATIONAL INSTRUMENTS OF HUMAN RIGHTS Regional Universal (OEA) (UN) 1948 American Declaration of the Rights and Duties of Men (Bogotá) 1969 American Convention on Human Rights or Pact San Jose (San Jose) 1948 Universal Declaration of Human 1969 American Convention on Human Rights Rights (New York) or Pact of San Jose (San Jose) 1966 International Pact of Civil and Political Rights (New York) Source: elaborated from Principios, 2002; Compilación, 2002. and Del Alizal, 1999; Buriano et al., 2000),8 which made them undertake diverse efforts to institutionalize its policy in this respect (Carrillo, 1979: 33). It is worth mentioning that at least up to the half of 1970’s decade, save the case of the Guatemalan refugees in 1954, in general the number of asylum applicants was reduced and circumscribed, in most of the cases, to political elites. On the contrary, along the second half of the XX century, Mexico was reluctant to commit and fully adhere to the UN documents related to refuge, such as the Convention of 1951 and the Protocol of 1967. It was not until the 1970’s that said situation exhibited its limits, when a numerous flow of South Americans, not exclusively members of the elites, asked for protection in this country. This evidenced the limitations of the asylum instrument usually employed by Mexican authorities, as well as the little flexibility of its migratory policy. In such a context, in the following years, there were small yet significant steps as for the recognition of the condition of refugee; several milestones were shaping and making this recognition tangible: the creation of COMAR, in 1980 (México, Diario, 1980) and the acceptance of the agreement to a UNHCR seat, which enabled the opening of an office of this organisms in Mexican territory, in 1982 (Imaz, 1995: 76).9 From this last it was possible to contribute to the respect of the international principle of non-refoulement and was reflected on the migratory In the first decades of the XX century, for instance, it received Leon Trotsky (Diplomatic Historical Archive of Foreign Affairs of Mexico, bounded sheets 2258) and received a large number of republican Spanish (AHDREM, LE 1120; LE 1121; File 31-10-3); in the fifties Mexico sheltered politically persecuted people from the Central American and Caribbean dictatorships; in the seventies it gave protection to a considerable number of South Americans. 9 In this respect it is worth mentioning that: “UNHCR can, invited by a government, and on the basis of its universal mandate, work in countries which are not part of the 1951 Convention or the 1967 Protocol. The refugees recognized in said conditions are usually called “refugees under mandate”. 8 96 International protection and the rights of the politically persecuted... /A. Buriano et al. documentation that the Mexican government started to issue (Núñez and Díaz, 2002: 8-9). A decade later, after the experience of the Central American refugees in Mexico, particularly the Guatemalans (Rodríguez, 2001; Rodríguez, 2003), the figure of ‘refugee’ was incorporated into the General Law of Population (Ley General de Población)10 and much later, in June 7th 2000 (México, Diario, 2000), finally the figures of universal validity were ratified. The existence of both instruments, in the case here studied, did not mean a joint action, neither a planned interaction when the circumstances demanded it, because of different reasons, such as the ones we enlist next. In relation to asylum (political or territorial) we have to point out that it is indispensable that said figure was recognized and incorporated into the internal legislation of the granting States, as in Mexico it was and, to a lesser extent or depending on the circumstances, ratified by the involved States (the one providing asylum and the territorial), in this case Argentina and Uruguay. Nevertheless, the condition of “indispensable” is not a sufficient reason to deny political asylum to the politically persecuted from these countries or other, when they need it and ask for it. In reality, the decision to grant protection or not was conditioned by several factors: among them the variations in foreign policies of the different governments, specifically for the case of diplomatic asylum, the perception and sensibility of the in-situ functionaries of Foreign Service. It is worth clarifying that the fact that a State grants asylum does not imply that it must necessarily move the persecuted in, neither is the State forced to fully solve their problem of where to live. As for the recognition of the condition of refugee under the mandate of UNHCR, one of the requirements is the existence of one of its representations in the place where the occurrences which put in risk the liberty or life of the applicant, or else in the place they move to in order to be safe form repression. Thereby, it is needed that a State accepts the installation of an UNHCR seat, which does not necessarily implies said State has ratified the Convention of 1951and the Protocol of 1967; what is more, it is necessary to have the state disposition of providing the refugee with a territory to live and conditions to restart their life. Because of this, it is necessary that the State that recognizes this protection includes the figure of refugee in its internal legislation. None of these conditions were given in the Mexican State in the 1970’s decade. 10 For this 1974 GLP was reformed and the migratory status of “non-migrant refugee” was incorporated. 97 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM Linked to this, the migratory regulation (Tena, 1957: 26, 30, 33, 208, 258, 309-310, 348, 373, 500, 559, 611; Compilación histórica, 2000: 91-101; 107120; 121-145; 147-177; 179-212; pp. 213-235; México, Ley, 1950; Reglamento, 1962)11 which the Argentine and Uruguayan refugees, arrived in the seventies and eighties, had to abide by was regulated by the General Law of Population of 1974 (Compilación histórica, 2000: 237-265),12 which has had several reforms and additions (Mexico, Ley, 1993: 93; “Decreto”, 1996)13 as well as by its “Regulation” approved in 1976.14 In the article 42 of said law the category of ‘non-migrant’ was defined and nine characteristics were defined; for the case here studied it is interesting to distinguish those of tourist, visitor, political refugee, as they are the most used under the migratory forms: FMT, FM3 and FM10, respectively; while for immigrant and immigrated prevailed FM2. We insist that the category of refugee was not still in use and it would take another decade to include it in the corresponding legislation. In this way, the action of the Mexican State before the numerous group of politically persecuted people from Rio de la Plata in the 1970’s was ambiguous: on the one side, it recognized and applied asylum in its domestic legislation, in agreement with the Inter-American agreements; on the other, it did not match the international instrument of recognition of the refugee by UNHCR and the domestic mechanism of migration that allowed the acceptance for said persecuted to find a legal residence in Mexico. A plausible explanation for said acting is to be found in the no-recognition, internal or external, to the condition of refugee, Mexico tried and to a certain point managed to prevent a mass migration, as it occurred in some European countries; it did not totally stop however, the boost of those who, in spite of the migratory blocks, opted to arrive, regardless the circumstance, to its national territory. The origins of the regulation may be traced from the first decades of independent life, when several nonsystematic lineaments were decreed; properly, the first regulation as such on this topic was the Law on Foreigners and Naturalization, or Law on Foreignness in 1886; then, the Law of Immigration, 1909, the 1926 Law of Migration, and the 1930 Law of Migration (with its regulation in 1932) were issued; in 1936 the first General Law of Population was approved (where the migratory status of tourist, trans-migrant, local visitor, visitor, immigrant and migrant) and then another in 1947 (where the migratory status was reorganized, recognizing only two: immigrant and non-immigrant, in the second group for the first time it was recognized the case of people who asked for protection in views of “protecting their freedom or life from political persecutions”, this is to say, political asylum). What is more, two regulations were approved: one in 1950 and the other in 1962; in both specific lineaments for refugees were stated. 12 In this law the classification of immigrants and non-immigrants was preserved (Articles 32 to 75); in the second group one finds political asylum, with some precisions (Article 42, Fraction V). 13 The reforms took place in 1974, 1975, 1979, 1981, 1990 and 1992; in none of them the definition of political refugee was affected. 14 In it a clear distinction between political, diplomatic and territorial refugee was made, and it marked the conditions they would be subjected to (article 101, fractions I to VII). 11 98 International protection and the rights of the politically persecuted... /A. Buriano et al. Table 4 Some Mexican Migratory categories Article 42. Non-immigrant is the alien who, with permission from the Secretariat of Government, enters temporarily the country, within some of the following characteristics I. Tourist. With leisure or health ends, for artistic, cultural or sport activities, nonremunerated or lucrative, for up to six months, non extendable III. Visitor. To exercise any lucrative activity, as long as it is licit and honest, with authorization to remain in the country for up to six months, only extendable once for the same period, save if during their stay lives from resources brought from abroad, from the profits of these produced or from any income from abroad. For scientific, artistic or sport activities or similar, when two more extensions may be granted. V. Political Asylum. To obtain their liberty or life from political persecutions in their origin country, authorizing the time the Secretariat of Government deems convenient, heeding the circumstances that on a basis case concur. If the political refugee breaks the national laws, with no exception of the applicable sanctions, they will lose their migratory characteristic and it will be able to grant the quality deemed convenient to remain legally in the country. Likewise if the political refugee leaves the country, they will lose all their rights to return as such, save they had left with the permission from the Secretariat. Source: elaborated from Compilación histórica, 2000: 280-281. The situation in Rio de la Plata between 1970 and 1990 As previously mentioned the increment of applications of protection became noticeable once the Southern Cone entered in the spiral of coups and military or civil-military dictatorships; contingents of diverse social, profession and trade conditions, integrated by complete familial nucleus, entered said condition, formerly reserved for the opposing intelligentzia. The new paths of political repression made national borders expire and invaded the territorial limits of the neighboring states, where the persecuted found momentary refuge; the coordinated repression shows the vulnerability of the concept of sovereignty before the regimes “illuminated” by the Doctrine of National Security. Several hundreds of people were captured, tortured and disappeared in countries different from their own, or else, sent back to it to face the same sort of atrocities. Operation Condor was successful for the dictatorial purposes of annihilation of the “enemy” and its actions gravitated 99 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM around the efficacy of the instruments of protection.15 It is worth mentioning that the occurrences showed different ways of violating the jurisdiction that the international systems gave (and give) the diplomatic representations and UNHCR to protect those who they considered or recognized as persecuted. What occurred in the Southern Cone, especially in Argentina, showed in practice what the mass flow of asylum and refuge petitions meant; the problem revealed the chiaroscuros of the protection instruments, mainly the Inter-American ones. Written and oral registrations on what occurred in Mexican embassies in said region, in particular in Rio de la Plata, exhibit this problem as for: i) the duties of the territorial State in respect to the issuing of the safe-conducts; ii) the definition of persecuted of any nationality in the same territorial framework; and iii) the determination of the conditionings and (its responsible) which threaten the liberty or the life of the people (Buriano et al., 2000). At the same time, said registrations show the decisive force of the aforementioned variables (perception of the in-situ diplomat and conjunctural interest of the government which is asked for asylum). The sources evidence the tension between the regulations and the circumstances of their application, respect to the essence of political asylum (Dutrénit, 2004: 168-185). Given the limits presented by the asylum instruments before the generalization of repression and its transnational character, the work of UNHCR was essential. Documental and testimonial sources give an account of the decisive role fulfilled by the regional office located in Buenos Aires, but also in the sob-offices in Santiago de Chile and Rio de Janeiro.16 A significant number of South American citizens (Bolzman, 1993; Sáenz, 1995; Fernández, 1993) received protection in them, which constituted a relative but not negligible brake to the actions of Operation Condor. Notwithstanding, the great effort of UNHCR was overcome by the magnitude of the repressive conditions. Thus, the generalization of persecution and the cooperation of the intelligence services of the armies of the region showed the limits of both instruments. It is worth mentioning that the regulation supported by UNHCR to fully support the refugee presented at least two problems: one formal, referred to Operation Condor was a secret system of the South American military and intelligence organizations in the 1970’s decade, which allowed them to kidnap, torture and kill people living in other countries. They were backed and technically and logistically supported by the U.S., which wanted to block the advance of progressive and revolutionary movements in Latin America. The essential characteristics of Condor were: trans-border and international operations against exiles (many were protected by UN); multinational character of its squadrons; precise definition of the dissidents; reason to attack; parastatal structures, this is to say paramilitary and para-police forces using a secret infrastructure; advanced technology (a great deal provided by the U.S.); and use of crime syndicates, extremist organizations and networks. The interchanges and relations between Latin American armies existed before; however the squads of Operation Condor were the first ones to function with total impunity in other countries, crossing borders, sequestering and killing people in other territories, under a secret agreement between the military regimes. Hundreds of leftist militants from Argentina, Bolivia, Brazil, Chile, Paraguay and Uruguay were detained, tortured and killed in the framework of Condor, as well as well-known personalities, among other: Zelmar Michelini and Héctor Gutiérrez Ruiz, in Buenos Aires in 1976” (Mcsherry, 2005). 16 Later UNHCR opened offices in Lima and San José. 15 100 International protection and the rights of the politically persecuted... /A. Buriano et al. the subscription/ratification by the states of the international agreements and conventions which favored (and favor) or blocked (and block) the entrance and permanence of the would-be refugees into the recipient country; the other relative to the execution of durable solutions. The point was (and is) the application of the principle of non-refoulement because the refugee, as a result from their circumstances, cannot live in their origin country or where they usually live. The experience in Rio de la Plata and other similar demonstrate the need that the refugee should not only be recognized in views of protecting their liberty or life, but it is also indispensable to provide them with a place of residence and conditions to survive. It became evident from said experience as well the pressing need to find solutions by means of generous migratory and social policies, supported on inter-State cooperation. Additionally, it may be said that the limits mentioned above helped, in some cases to make the regulation on asylum flexible, in particular the parts referring to the interpretations to grant it; in other cases they contributed to restate the effective scope of these protection instruments. Simultaneously, it may be supported that refuge under the mandate of UNHCR, granted from Buenos Aires, took forms of emergency in the face of the critical situation and facilitated the departure of the persecuted, frequently without the quality of refugees in the recipient country. Rethinking the instruments in the light of the experiences Different vicissitudes and more than a path marked the persecuted from the Southern Cone in the 1970’s decade and revealed both the usefulness and efficacy of the instruments as for asylum and refuge and their limitations. One of the paths of those who reached Mexico was the one that began in the official Mexican embassies on both sides of Rio de la Plata. The aforementioned variables applied in the right to diplomatic asylum as for the different governmental strategies and the personal characteristics of their diplomats were present in Rio de la Plata and identified, in one or another country, the coincidences and differences in a similar political and governmental temporariness. Hence, while in Argentina the Mexican embassy provided asylum to some sixty people, in Uruguay this figure almost reached 400.17 We have to insist that the need to protect them was shared by millions of people, since the sort of repression included the kidnapping of newborn and young children, and even the elderly, the extended practice of torture, disappearance and extermination, where the conception of “enemy” reached in potential terms the familial nucleus as a whole. A revision of Mexican governmental archives allows verifying that for the Argentine politically persecuted it was more significant the figure of territorial refugees than that of diplomatic. 17 101 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM The number of applications (formalized or rejected) was different in each representation, a situation that was not alien to the facilities or blocks each exhibited, with stressed variations during these dictatorships; so were the characteristics of the applicants. In Argentina, for instance, many Latin American exiles, concentrated in this country, given the gap the national authoritarian movements presented, looked for protection, but did not obtain it because of the rigidity of the application of the terms of the convention of 1954.18 Buenos Aires, in particular, became a trap for those who had looked for an exile place during the scarce years of the “democratic promise” which comparatively offered this country in the region.19 The application of diplomatic asylum in said country required, not completely finding it, according to different testimonies gathered from Argentineans and Uruguayans (oral archive) of the sensitivity to value that it was the dawn of a novel repressive regime which demanded different rhythms and styles to grant asylum. Nonetheless, we have to distinguish, the internal conditions of the repressive regime as well as the decisions made by those who fear for their liberty and life also are elements which have a role in the paths to leave the country. In the Uruguayan experience, the Mexican ambassador between 1975 and 1977 showed a sincere commitment to the ultimate meaning of the right, at the time that show great courage to risk his own life to save those of the persecuted. Hundreds were his protected, among them a group of citizens from other countries. Indubitably, the diplomatic mission in Montevideo was distinguishable among its peers from November 1975 to May 1977. The contrast between one and the other representation, as for the granting of political asylum, was also present in the efficiency to obtain the safe-conducts that allowed them to leave with asylum; whereas in Montevideo the longest a person remained in the diplomatic seat was nine months, in Buenos Aires was six years. This extreme situation was not exclusively due, neither could it be classified as principal, to the performance of the Mexican legation, but other elements should be considered such as the strategy of the Military Junta. Another difference, it is necessary to consider the efficiency of the protection instruments for the persecuted: it is the functioning of the UNHCR office in Buenos Aires, while Montevideo lacked one, which had strengthened the protection that once the head of the diplomatic representation changed in May Into Mexico arrived as diplomatic refugees Argentine citizens from other embassies; this evidences the different interpretations of the asylum instrument of 1954. In this sense outstanding is the acceptance of the reduced number of Argentineans by the Mexican embassy in La Paz (Bolivia) in 1980, when this country experienced another coup, and in Asunción (Paraguay), between 1979 and 1981, when in this city the former dictator of Nicaragua was assassinated, in which local authorities and neighboring countries involved Argentinean citizens. The control of the migratory policy and the interest of the Mexican governments back then also produced a change in the decision of granting asylum in Montevideo as of 1977. Ever since, and in the case of granting it, it was made on the condition that the refugees set residence in a third country; this that the departure from the embassy were conditioned to the acceptance of a third country for the refugee to live. 19 We refer to the short spring of Héctor Cámpora, who entered office on March 25th, 1973, few months before the institutional breakages of the Chile and Uruguay. 18 102 International protection and the rights of the politically persecuted... /A. Buriano et al. 1977, moment from which the granting of asylum ostensibly decreased, and thereby the applications. At the same time, it seemed that the UNHCR office in Buenos Aires could have avoided the blocks to the granting of asylum in the Mexican Mission, however, despite the enormous effort and the achievements reached amidst the unleashed repression, the difficulties were uncountable and the results insufficient. UNHCR, together with European and international religious and governmental organizations of different nationalities, developed an in-situ labor protection (shelter houses where persecuted from different nations live together, which, by the way, were more than once attacked and the residents detained by mandate) as they tried to solve the procedures for the refugees to leave in varied conditions of documents (with or without passport, false passport, or with regional-use documentation). These actions generated critical situations and the recognition of the international instrument of refuge. What prevailed in that moment was to protect the persecuted and the main preoccupation of the functionaries of UNHCR was to “buy time to the actions of Condor; hence, they ceaselessly demanded the different countries a better disposition to receive refugees. Some countries then stood out in the fulfillment of agreements. In Latin America, with the exception of Cuba, which became a recipient country, the answer was scantly favorable; the Mexican State, even if provided some asylums, did not answer positively to the call; under the argumentation that it had neither ratified the Convention of 1951 nor the Protocol of 1967. It was reluctant to accept, save very few exceptions, the entrance of politically persecuted people, for instance Uruguayans, according to registered testimonies, which only had a catastrophe passport by the International Red Cross before the impossibility of obtaining this document in their own countries. The stance of Mexico was, on the one side, not stimulating as for the policy of protection to refugees, especially if we consider the restrictive characteristics of diplomatic asylum; and on the other, encouraging of a migratory strategy zealously controlled. This is not invalidated by the existence of some cases of refugees who, because of political agreements of their organizations with representation in Mexico, obtained the departure from Argentina toward Mexico with the guarantee of receiving their non-migrant documentation (Dutrénit, 2006: 131-183).20 While this occurred, there was also the case of other refugees by UNHCR mandate, Information taken from the National Institute of Migration, SEGOB, and the testimonies gathered for the aforementioned research project, it allows seeing the measures taken by political leaders in exile to displace refugees from Mexico to other countries so as to promote the authorizations to let other Uruguayans in. An approximation in numbers, which only identifies the title holders, is the following: a total of 19 people travel to Cuba, to live or with another destination, between 1976 and 1977; one person in 1976 to Italy; three people to German Democratic Republic, one of them via Holland; a person to France in August 1976; nine people to Spain, between January and August 1978 (two from the ambassy); two people travelled to Russia, one in March 1976, from Mexico, and the other in December 1977 from the Embassy; three people travel to Holland, one in June 1977 and two in January 1978, who leave from the Embassy; three people travel to Bulgaria, one of the in September, another in November in 1976 and the last in December 1977; one person travels to Angola in May 1981. 20 103 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM not included in said established political agreements (extremely complicated and difficult to broaden), who made the decision to travel to Mexico even with the risk (because of the contradictory of the situation) of leaving as refugees and arrive as tourists. Their arrival in such conditions meant a lengthy struggle to achieve the migratory status which allowed them to have a stable residence, for which they had to go through several barriers imposed by the internal regulation in this respect. The question was not easy at all, since neither in the General Law of Population nor in its regulation did the migratory category of refugee appear. In time and with the closeness of the Central American wars to the southern border of Mexico, in the early 1980’s decade, there was a relative aperture for the recognition of the refugees, which allowed, on the one side, the migratory regularization of many people from Rio de la Plata living in Mexico; and on the other side, the arrival as refugees, of a small number yet not negligible, of Argentines and Uruguayans thus far living in different Latin American and European countries. It may be concluded that the passive or promoting fulfillment of the Mexican State of the international agreements to protect the politically persecuted in the case of people from Rio de la Plata in the 1970’s decade was processed, fundamentally, by means of asylum, since the condition of refugee was virtually unapplied. At the same time, it had a zealous and restrictive migratory policy as for the granting of protection and residence, which started to change only by the turn of the next decade, with the Central American exodus; this topic exceeds the intention of this work nevertheless. 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Principios y criterios relativos a refugiados y derechos humanos, 2002, CNDH-ACNURUIA, Mexico (Colección de Instrumentos jurídicos internacionales relativos a refugiados, derechos humanos y temas conexos I). Protección y asistencia a refugiados en América Latina. Documentos regionales 19811999, 2002, CNDH-ACNUR-UIA, Mexico (Colección de Instrumentos jurídicos internacionales relativos a refugiados, derechos humanos y temas conexos III) Protocolo sobre el estatuto de los refugiados (1967) en 2002, Principios y criterios relativos a refugiados y derechos humanos, CNDH-ACNUR-UIA, Mexico (Colección de Instrumentos jurídicos internacionales relativos a refugiados, derechos humanos y temas conexos I). Reformas en México, 1993, México, Ley General de Población y Reglamento, Talleres Gráficos de la Nación, Mexico. Reglamento de la Ley General de Población en Diario Oficial, Second Section, May 3rd, 1962, Mexico. Reglamento de la Ley General de Población en México, Diario Oficial, Second Section, Mexico, May 3rd, 1962). 108 International protection and the rights of the politically persecuted... /A. Buriano et al. Ana BURIANO CASTRO She is a permanent researcher-professor at Dr. José María Luis Mora Research Center. She holds a Ph.D. in Latin American Studies. She is the author of articles in periodic publications and of introductory studies related to topics such as South American political asylum during the 70’s and the 80`s. Her main research line is focused on the analysis of the Latin American political thought in the XIX century, especially conservative. She is a professor in Mexican institutions. Among her recent published works one finds: “Ecuador: un régimen conservador en épocas de liberalismo rampante” in Sara Ortelli and Héctor Cuauhtémoc Hernández Silva (coordinators); América en la época de Juárez. La consolidación del liberalismo. Procesos políticos, sociales y económicos (1854-1872), Mexico, Benito Juárez Autonomous University of Oaxaca, Metropolitan Autonomous University, 2007; “‘Los brazos del mundo’: México en Uruguay a través del asilo diplomático. El embajador Vicente Muñiz Arroyo”, Boletín del Instituto de Investigaciones Jurídicas, UNAM, 2007 (in edition); Navegando en la borrasca: construir la nación de la fe en el mundo de la impiedad. Ecuador, 1860-1875, Mexico, Instituto Mora, 2007 (in print); Uruguay siglo XIX: textos de su historia, Mexico, Instituto Mora, 2006 (in print) co-author with Silvia Dutrénit; “URSS: paradojas de un destino” in Silvia Dutrénit (coord.), El Uruguay del exilio: gente, circunstancias, escenarios, Montevideo, Trilce, 2006. E-mail: aburiano@mora.edu.mx Silvia DUTRÉNIT BIELOUS She holds a Ph. D. in Latin American Studies, she is a member of the National System of Researchers level II and a regular member of Academia Mexicana de Ciencias. She is a permanent professor-researcher at Dr. José María Luis Mora Research Center. She is a member of Historia Reciente in Clacso and part of the project “Memoria y política: de la discusión teórica a una aproximación al estudio de la memoria política en México” (CONACYT CB-2005-01-49295). She has been a lecturer and a professor in Mexican and foreign institutions. She is coordinator of regional projects on history of the Latin American political and party behavior of the XX century. She is the author of several books and articles on the topics that she is specialized in. Among her last published works stands out the book she coordinated: El Uruguay del exilio. Gente, circunstancias y escenarios, Montevido, Trilce, 2006. E-mail: sdutrenit@mora.edu.mx 109 July / September 2008 Papeles de POBLACIÓN No. 57 CIEAP/UAEM Gudalupe RODRÍGUEZ DE ITA She holds a Ph.D. in Latin American Studies from the Faculty of Philosophy and Letters of the National Autonomous University of Mexico. She is a permanent professor-researcher at Dr. José María Luis Mora Research Center. She is a professor at Colegio de Estudios Latinoamericanos of the Faculty of Philosophy and Letters of the National Autonomous University of Mexico. She is a member of the National System of Researchers. Among her recent published works are: “Ampliando horizontes: las mujeres democráticas y su I Congreso Interamericano” in Carlos Maciel Sánchez and Mayra Lizzete Vidales Quintero, Historias y estudios de género: una ventana a la cotidianidad, Mexico, Juan Pablos/Facultad de historia-UAS, 2006; “Minerva Bernardino: entre la labor interamericana por las luchas por las mujeres y la colaboración con el trujillismo” in Rosario Rodríguez and Jorge Castañeda (coords.); El Caribe: vínculos coloniales, modernos y contemporáneos. Nuevas reflexiones, debate y propuestas, Mexico, IIH-UMSNH /AMEC/Mora, 2007; “La Comisión Interamericana de Mujeres: organismo estatal multinacional pionero en la defensa de los derechos femeninos” in Instituciones y procesos políticos en América Latina y el Caribe, Mexico, IIH-UMSNH, in print. E-mail: gri@mora.edu.mx 110