INDEPENDENT CONSULTATION AND INDEPENDENT CONSULTATION AND INVESTIGATION MECHANISM (ICIM) ABA Section of International Law International Environmental Law International Environmental Law Committee Isabel Lavadenz, Project Ombudsperson IDB May 14, 2013 www.iadb.org/icim About the ICIM The ICIM reflects the commitment of the Inter-American Development Bank’s (IDB) to accountability transparency and effectiveness. accountability, effectiveness The ICIM responds to an IDB Board of Governors’ mandate ‐ The Board of Governors, through the Cancun Declaration (2009), issued a mandate to reinforce the existing Mechanism The ICIM Th ICIM is part of the Better Bank Agenda i t f th B tt B k A d It is a result of a broad consultation with civil society groups, and lessons learned from the previous Mechanism. The ICIM formally began its activities in September, 2010 reporting directly to the IDB Board of Executive Directors. 2 Our Mandate and how we implement it We respond to concerns of individuals, organizations and communities regarding alleged actual or potential material harm of Bank Bank‐financed financed operations due to a failure of the Bank to correctly apply its own operational policies. Two sequential processes: Two sequential processes: • Consultation ‐ provides a space and an instrument for parties potentially affected by Bank‐funded operations to raise and address concerns using consensual methods; • Compliance – investigates allegations by affected parties about the Bank’s failure to correctly apply its own Operational Policies. 3 4 The ICIM process Intake • Initial process handled by the Executive Secretary. Requests that comply with formal requirements and that do not fall under the list of exclusions are registered Sequential process. Victoria Márquez‐Mees Executive Secretary Consultation Phase • Solution‐seeking process led by the Project Ombudsperson‐provides a forum and instrument to respond to concerns in a flexible and consensual manner Isabel Lavadenz Paccieri Project Ombudsperson • Handled by a Panel of individual experts. Process that allows requesters to ask for q an investigation related to possible non‐ compliance by the Bank with its own Compliance Review Phase Operational Policies Werner Kiene Panel Chairperson All registered Requests must go through the Consultation Phase first Scope of work During its first phase, the ICIM applies to: • All IDB and FOMIN financing activities (loans, grants, technical All IDB d FOMIN fi i ti iti (l h i l cooperation and guarantees) with or without sovereign guarantee (public and private sector) both, under preparation and approved operations. operations • The Operational Policies listed below: ‐ ‐ ‐ ‐ ‐ ‐ Access to Information (OP‐102) f ( ) Environment and Safeguards Compliance ( OP‐703) Disaster Risk Management (OP‐704) Gender Equality in Development (OP 761) Gender Equality in Development (OP‐761) Indigenous Peoples (OP‐765) Involuntary Resettlement (OP‐710) 5 20 Cases managed to date The Compliance Review Phase has The Consultation Phase has Transferred to carried out: carried out: p Compliance Review 10 eligibility determinations 20 eligibility determinations 6 declared ineligible/ and closed 14 assessment reports of which 14 assessment reports of which 3 dialogues were not feasible 11 consultation phase exercises of which: of which: 5 reached final agreements 3 concluded/terminated 1 reached a process agreement and 1 reached a process agreement and might be transferred to Compliance Review 3 ongoing dialogues 2 declared ineligible 2 ongoing 6 TORs of which: TOR f hi h 2 were approved by the Board of Executive Directors 4 are ongoing 4 are ongoing 2 Investigations of which 2 concluded Case example Rebuilding neighbors’ trust through dialogue: EL DORADO INTERNATIONAL AIRPORT Development, sustainability and quality of life for local neighborhoods of life for local neighborhoods Source: Édgar Artunduaga g g Source: Comunidades Unidas Source: Comunidades The communities’ voice: environmental and social concerns Sources: MICI y Comunidades Unidas Coexisting with the Airport: noise and air pollution Engativá Funza Fontibón The challenge: ensuring project viability and sustainability with the lowest level of impact • Deteriorated Deteriorated trust and relationships among neighbors • Lack of effective communication channels • Little credibility Little credibility among actors Understanding the Project and the issues Sharing information and communicating A dialogue agenda and a process agreement g Eje temático 1: Manejo de Aguas • Estructura ecológica principal – Humedales Humedales – Canales – Nivelaciones – Ríos • Red hidráulica – Aguas residuales – Aguas lluvias – Planta tratamiento Planta tratamiento Vertimientos de comunidades al aeropuerto Eje temático 2: Manejo de Materiales y Mercancías • Recolección y tratamiento de residuos – Incineración de residuos – Disposición de residuos • Manejo de materiales peligrosos • Manejo mercancías peligrosas • Proyecto de combustibles • Afectación de comunidades a operación del aeropuerto – Estrategias de participación Eje temático 3: Ruido y Aire Eje temático 3: Ruido y Aire • Información y educación sobre normas, entidades, y responsabilidades Eje temático 4: Gestión Social – Información contaminación potencial electromagnética • Territorio: conocimiento área de influencia del aeropuerto • Licencia ambiental y modificaciones – Ampliación de horario • Plan ambiental (medidas de mitigación y compensación) • Sistemas de monitoreo y seguimiento – Información sobre conectividad • Obligaciones sociales de OPAIN y Aerocivil – Alternativas de generación de empleo – Estrategias de participación y comunicación Effective participation: dialogue tables The way forward Contact information FOR MORE INFORMATION ON: ‐ ‐ ACCESS TO THE MECHANISM ACCESS TO THE MECHANISM REGISTRY OF CASES VISIT OUR WEBSITE www. iadb.org/icim OR CONTACT US BY PHONE OR EMAIL Telephone 202 623 3952 Telephone 202. 623.3952 E E‐mail: mail: mecanismo@iadb.org mecanismo@iadb org 17